0000891055-24-000056.txt : 20240821 0000891055-24-000056.hdr.sgml : 20240821 20240821134445 ACCESSION NUMBER: 0000891055-24-000056 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ASKINS,TANIA,LYNNE, FILED AS OF DATE: 20240821 DATE AS OF CHANGE: 20240821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 ORGANIZATION NAME: IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 241228363 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 tiffany.singleton@hilltopsecurities.com tiffany.singleton@hilltopsecurities.com N 0000891055-24-000032 N TANIA LYNNE ASKINS 2922708 N 1 0000891055 HILLTOP SECURITIES INC. 04-10-2024 N 867-00632 LOCATED 04-10-2024 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 04-2024 HILLTOP SECURITIES INC. DALLAS TX 75201 Y Y Managing Director, Investment Banker (Registered Representative) 01-2024 04-2024 SELF-EMPLOYED DALLAS TX 75201 N N GARDEN LEAVE 09-2016 01-2024 ESTRADA HINOJOSA & COMPANY, INC. DALLAS TX 75201 Y Y SENIOR MANAGING DIRECTOR, REGISTERED REPRESENTATIVE 01-2015 08-2016 SELF-EMPLOYED DALLAS TX 75201 N N CONTRACT CONSULTING 10-2014 12-2014 FIDELITY BROKERAGE SERVICES, LLC WESTLAKE TX 76262 Y Y FINANCIAL REPRESENTATIVE 10-2011 10-2014 SELF-EMPLOYED DALLAS TX 75201 N N CONTRACT CONSULTING Y 03-2018 APEX ARTS LEAGUE 2140 SOUTHLAKE BLVD STE L-425 SOUTHLAKE TX 76092 N N NOT FOR PROFIT COMMUNITY ARTS ORGANIZATION, EXECUTIVE DIRECTOR 5 HELP PLAN CONCERTS AND ARTISTS FOR SEASONAL PROGRAMMING. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-21-2024 TIFFANY SINGLETON COMPLIANCE