0000891055-24-000026.txt : 20240529 0000891055-24-000026.hdr.sgml : 20240529 20240529152702 ACCESSION NUMBER: 0000891055-24-000026 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: FORTENBERRY,STEPHEN,DALE, FILED AS OF DATE: 20240529 DATE AS OF CHANGE: 20240529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 ORGANIZATION NAME: IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 24997898 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Tiffany Singleton 2149538728 tiffany.singleton@hilltopsecurities.com tiffany.singleton@hilltopsecurities.com N 0000891055-24-000025 N STEPHEN DALE FORTENBERRY 6902231 N 1 0000891055 HILLTOP SECURITIES INC. 05-21-2024 N 867-00632 LOCATED 05-21-2024 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 STEVE DALE FORTENBERRY SR 05-2024 HILLTOP SECURITIES INC. DALLAS TX 75201 Y Y INVESTMENT BANKER 01-2018 05-2024 RBC CAPITAL MARKETS DALLAS TX 75201 Y Y INVESTMENT BANKER 07-2012 12-2017 PLANO INDEPENDENT SCHOOL DISTRICT PLANO TX 75075 N N CHIEF FINANCIAL OFFICER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-29-2024 TIFFANY SINGLETON COMPLIANCE