0000891055-24-000008.txt : 20240125 0000891055-24-000008.hdr.sgml : 20240125 20240125133547 ACCESSION NUMBER: 0000891055-24-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: AZZAM,MAGD,TREFON, FILED AS OF DATE: 20240125 DATE AS OF CHANGE: 20240125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 ORGANIZATION NAME: IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 24560872 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 TIFFANY.SINGLETON@HILLTOPSECURITIES.COM TIFFANY.SINGLETON@HILLTOPSECURITIES.COM N N MAGD TREFON AZZAM 6904355 N 1 0000891055 HILLTOP SECURITIES INC. 01-10-2018 N 867-00632 LOCATED 01-10-2018 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 MACK TRAFON AZZAM 01-2018 HILLTOP SECURITIES INC DALLAS TX 75201 Y Y BUSINESS SYSTEM ADMINISTRATOR 12-2016 01-2018 ENGLISH LESSONS/EDUCATION RICHARDSON TX 75080 N N STUDENT 06-2011 12-2016 HOT TECH SOLUTION NAZARETH L3 16000 N N IT SUPPORT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2024 TIFFANY SINGLETON COMPLIANCE