0000891055-23-000060.txt : 20231128
0000891055-23-000060.hdr.sgml : 20231128
20231128115712
ACCESSION NUMBER: 0000891055-23-000060
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: SZOSTAK,ROBERT,NMN,
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 231443345
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
TIFFANY SINGLETON
2149538728
TIFFANY.SINGLETON@HILLTOPSECURITIES.COM
TIFFANY.SINGLETON@HILLTOPSECURITIES.COM
N
N
ROBERT
NMN
SZOSTAK
4696598
N
1
0000891055
HILLTOP SECURITIES INC.
07-17-2023
N
867-00632
LOCATED
07-17-2023
450 S ORANGE AVE
SUITE 225
ORLANDO
FL
32801
07-2023
HILLTOP SECURITIES INC.
DALLAS
TX
75201
Y
Y
INVESTMENT BANKER
02-2023
06-2023
UNEMPLOYED
TAMPA
FL
33606
N
N
UNEMPLOYED
04-2018
01-2023
FHN FINANCIAL
TAMPA
FL
33602
N
Y
INVESTMENT BANKER
07-2003
01-2018
CITIGROUP
TAMPA
FL
33602
N
Y
INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-28-2023
TIFFANY SINGLETON
COMPLIANCE