0000891055-23-000060.txt : 20231128 0000891055-23-000060.hdr.sgml : 20231128 20231128115712 ACCESSION NUMBER: 0000891055-23-000060 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SZOSTAK,ROBERT,NMN, FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 231443345 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 TIFFANY.SINGLETON@HILLTOPSECURITIES.COM TIFFANY.SINGLETON@HILLTOPSECURITIES.COM N N ROBERT NMN SZOSTAK 4696598 N 1 0000891055 HILLTOP SECURITIES INC. 07-17-2023 N 867-00632 LOCATED 07-17-2023 450 S ORANGE AVE SUITE 225 ORLANDO FL 32801 07-2023 HILLTOP SECURITIES INC. DALLAS TX 75201 Y Y INVESTMENT BANKER 02-2023 06-2023 UNEMPLOYED TAMPA FL 33606 N N UNEMPLOYED 04-2018 01-2023 FHN FINANCIAL TAMPA FL 33602 N Y INVESTMENT BANKER 07-2003 01-2018 CITIGROUP TAMPA FL 33602 N Y INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-28-2023 TIFFANY SINGLETON COMPLIANCE