0000891055-23-000024.txt : 20230201 0000891055-23-000024.hdr.sgml : 20230201 20230201104946 ACCESSION NUMBER: 0000891055-23-000024 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MALDONADO,HOMER,ELI, FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 23575262 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Karee Wedden 214-859-9324 karee.wedden@hilltopsecurities.com Regina.sims@hilltopsecurities.com N 0000891055-22-000041 N Homer Eli Maldonado 7407150 N 1 0000891055 HILLTOP SECURITIES INC. 08-03-2021 N 867-00632 SUPERVISED 08-03-2021 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 LOCATED 08-03-2021 70 Northeast Loop 410 Suite #750 San Antonio TX 78216 08-2021 HILLTOP SECURITIES INC DALLAS TX 75201 Y Y Investment Bank Analyst 08-2016 08-2021 UNIVERSITY OF TEXAS SAN ANTONIO SAN ANTONIO TX 78230 N N Full time education 08-2012 08-2016 BRUNI HIGH SCHOOL BRUNI TX 78344 N N Full time education 06-2009 08-2012 BRUNI MIDDLE SCHOOL BRUNI TX 78344 N N Full time education N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-01-2023 Regina Sims Compliance Officer