0000891055-23-000024.txt : 20230201
0000891055-23-000024.hdr.sgml : 20230201
20230201104946
ACCESSION NUMBER: 0000891055-23-000024
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MALDONADO,HOMER,ELI,
FILED AS OF DATE: 20230201
DATE AS OF CHANGE: 20230201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 23575262
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Karee Wedden
214-859-9324
karee.wedden@hilltopsecurities.com
Regina.sims@hilltopsecurities.com
N
0000891055-22-000041
N
Homer
Eli
Maldonado
7407150
N
1
0000891055
HILLTOP SECURITIES INC.
08-03-2021
N
867-00632
SUPERVISED
08-03-2021
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
75201
LOCATED
08-03-2021
70 Northeast Loop 410
Suite #750
San Antonio
TX
78216
08-2021
HILLTOP SECURITIES INC
DALLAS
TX
75201
Y
Y
Investment Bank Analyst
08-2016
08-2021
UNIVERSITY OF TEXAS SAN ANTONIO
SAN ANTONIO
TX
78230
N
N
Full time education
08-2012
08-2016
BRUNI HIGH SCHOOL
BRUNI
TX
78344
N
N
Full time education
06-2009
08-2012
BRUNI MIDDLE SCHOOL
BRUNI
TX
78344
N
N
Full time education
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-01-2023
Regina Sims
Compliance Officer