0000891055-23-000011.txt : 20230111 0000891055-23-000011.hdr.sgml : 20230111 20230111155506 ACCESSION NUMBER: 0000891055-23-000011 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 ALVARADO,IVAN,ABDEL, FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 23523573 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Tiffany Singleton 2149538728 tiffany.singleton@hilltopsecurities.com regina.sims@hilltopsecurities.com N N IVAN ABDEL ALVARADO 7076601 N 1 0000891055 HILLTOP SECURITIES INC. 02-18-2019 N 867-00632 LOCATED 02-18-2019 221 N. KANSAS ST. SUITE 600 EL PASO TX 79901 02-2019 HILLTOP SECURITIES EL PASO TX 79901 Y Y ADMINISTRATIVE ASSISTANT 11-2015 02-2019 FIRST CONVENIENCE BANK EL PASO TX 799636 N N ASSISTANT MANAGER 09-2014 11-2015 VONAGE EL PASO TX 79925 N N SALESMAN 07-2014 09-2014 BLUE BEACON TRUCK WASH EL PASO TX 75241 N N SUPERVISOR 05-2014 07-2014 FLEXI CORPS EL PASO TX 79936 N N ASSOCIATE 08-2013 05-2014 WALMART EL PASO TX 79935 N N ASSOCIATE 11-2011 05-2013 BLUE BEACON TRUCK WASH EL PASO TX 75241 N N SUPERVISOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-11-2023 REGINA SIMS COMPLIANCE OFFICER