0000891055-23-000010.txt : 20230110
0000891055-23-000010.hdr.sgml : 20230110
20230110170217
ACCESSION NUMBER: 0000891055-23-000010
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
PRAGER,IAN,KENNETH,
FILED AS OF DATE: 20230110
DATE AS OF CHANGE: 20230110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 23521787
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Tiffany Singleton
2149538728
tiffany.singleton@hilltopsecurities.com
Regina.Sims@hilltopsecurities.com
N
N
IAN
KENNETH
PRAGER
5239810
N
1
0000891055
HILLTOP SECURITIES INC.
01-03-2023
N
867-00632
LOCATED
01-03-2023
50 CALIFORNIA ST
SUITE 2650
SAN FRANCISCO
CA
94111
01-2023
HILLTOP SECURITIES
DALLAS
TX
75201
Y
Y
MD, INVESTMENT BANKER
09-2006
01-2023
PRAGER & CO
SAN FRANCISCO
CA
94111
Y
N
MD, INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-03-2023
REGINA SIMS
COMPLIANCE OFFICER