0000891055-23-000010.txt : 20230110 0000891055-23-000010.hdr.sgml : 20230110 20230110170217 ACCESSION NUMBER: 0000891055-23-000010 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 PRAGER,IAN,KENNETH, FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 23521787 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Tiffany Singleton 2149538728 tiffany.singleton@hilltopsecurities.com Regina.Sims@hilltopsecurities.com N N IAN KENNETH PRAGER 5239810 N 1 0000891055 HILLTOP SECURITIES INC. 01-03-2023 N 867-00632 LOCATED 01-03-2023 50 CALIFORNIA ST SUITE 2650 SAN FRANCISCO CA 94111 01-2023 HILLTOP SECURITIES DALLAS TX 75201 Y Y MD, INVESTMENT BANKER 09-2006 01-2023 PRAGER & CO SAN FRANCISCO CA 94111 Y N MD, INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-03-2023 REGINA SIMS COMPLIANCE OFFICER