0000891055-23-000006.txt : 20230110
0000891055-23-000006.hdr.sgml : 20230110
20230110103423
ACCESSION NUMBER: 0000891055-23-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MURPHY,THERESE,MARIE,
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 23520023
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
TIFFANY SINGLETON
2149538728
tiffany.singleton@hilltopsecurities.com
Regina.Sims@hilltopsecurities.com
N
N
THERESE
MARIE
MURPHY
7453702
N
1
0000891055
HILLTOP SECURITIES INC.
10-12-2021
N
867-00632
LOCATED
10-12-2021
54 CANAL ST
SUITE 320
BOSTON
MA
02114
TESS
MARIE
MURPHY
10-2021
HILLTOP SECURITIES
BOSTON
MA
02114
Y
N
INVESTMENT BANKER ANALYST
05-2021
08-2021
CANCER SUPPORT COMMUNITY
WASHINGTON
DC
20005
N
N
AFFILIATE RELATIONS INTERN
08-2017
05-2021
FULL TIME EDUCATION
WASHINGTON
DC
20064
N
N
FULL TIME EDUCATION
06-2014
09-2018
THE FIRST TEE OF NASSAU COUNTY
EAST MEADOW
NY
11554
N
N
COACH & VOLUNTEER COORDINATIOR
01-2013
06-2014
UNEMPLOYED
ROCKVILLE CENTRE
NY
11570
N
N
UNEMPLOYED
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-09-2023
REGINA SIMS
COMPLIANCE OFFICER