0000891055-23-000006.txt : 20230110 0000891055-23-000006.hdr.sgml : 20230110 20230110103423 ACCESSION NUMBER: 0000891055-23-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MURPHY,THERESE,MARIE, FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 23520023 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 tiffany.singleton@hilltopsecurities.com Regina.Sims@hilltopsecurities.com N N THERESE MARIE MURPHY 7453702 N 1 0000891055 HILLTOP SECURITIES INC. 10-12-2021 N 867-00632 LOCATED 10-12-2021 54 CANAL ST SUITE 320 BOSTON MA 02114 TESS MARIE MURPHY 10-2021 HILLTOP SECURITIES BOSTON MA 02114 Y N INVESTMENT BANKER ANALYST 05-2021 08-2021 CANCER SUPPORT COMMUNITY WASHINGTON DC 20005 N N AFFILIATE RELATIONS INTERN 08-2017 05-2021 FULL TIME EDUCATION WASHINGTON DC 20064 N N FULL TIME EDUCATION 06-2014 09-2018 THE FIRST TEE OF NASSAU COUNTY EAST MEADOW NY 11554 N N COACH & VOLUNTEER COORDINATIOR 01-2013 06-2014 UNEMPLOYED ROCKVILLE CENTRE NY 11570 N N UNEMPLOYED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-09-2023 REGINA SIMS COMPLIANCE OFFICER