0000891055-23-000005.txt : 20230110 0000891055-23-000005.hdr.sgml : 20230110 20230110103517 ACCESSION NUMBER: 0000891055-23-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 PRAGER,ADAM,JEFFREY, FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 23520026 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 TIFFANY.SINGLETON@HILLTOPSECURITIES.COM Regina.Sims@hilltopsecurities.com N N Adam Jeffrey Prager 4752846 N 1 0000891055 HILLTOP SECURITIES INC. 01-03-2023 N 867-00632 LOCATED 01-03-2023 15301 VENTURA BLVD SUITE 410 SHEMAN OAKS CA 91403 A J PRAGER 01-2023 HILLTOP SECURITIES DALLAS TX 75201 Y Y SENIOR VICE PRESIDENT 06-2016 01-2023 PRAGER & CO SAN FRANCISCO CA 94111 Y N DIRECTOR 08-2014 05-2016 PRAGER STRATEGIC GROUP LLC LOS ANGELES CA 90035 N N MANAGING PARTNER 11-2012 08-2014 UNEMPLOYED CHICAGO CA 95712 N N UNEMPLOYED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-03-2023 REGINA SIMS COMPLIANCE OFFICER