0000891055-22-000075.txt : 20221110 0000891055-22-000075.hdr.sgml : 20221110 20221110114912 ACCESSION NUMBER: 0000891055-22-000075 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HERNANDEZ,MARIO,ANTONIO, FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 221375908 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N 0000891055-22-000068 N Mario Antonio Hernandez 6514222 N 1 0000891055 HILLTOP SECURITIES INC. 08-23-2017 N 867-00632 LOCATED 08-23-2017 717 N HARWOOOD ST SUITE 3400 DALLAS TX 75201 08-2017 Hilltop Securites Inc. DALLAS TX 75270 Y Y Vice President 08-2016 08-2017 Unemployed Austin TX 73301 N N Unemployed 05-2016 08-2016 Hilltop Securities Inc. Dallas TX 75270 Y Y Intern 08-2015 05-2016 Unemployed Austin TX 73301 N N Unemployed 05-2015 08-2015 First Southwest Company Dallas TX 75201 Y Y Intern 08-2014 05-2015 Unemployed Austin TX 73301 N N student 05-2014 08-2014 Papa Murphys Carrollton TX 75006 N N Assembly 08-2013 05-2014 UTD Richardson TX 75080 N N intern 05-2008 08-2013 CFBSA Carrollton TX 75006 N N Soccer Referee N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-10-2022 Regina Sims Compliance Officer