0000891055-22-000075.txt : 20221110
0000891055-22-000075.hdr.sgml : 20221110
20221110114912
ACCESSION NUMBER: 0000891055-22-000075
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HERNANDEZ,MARIO,ANTONIO,
FILED AS OF DATE: 20221110
DATE AS OF CHANGE: 20221110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 221375908
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
0000891055-22-000068
N
Mario
Antonio
Hernandez
6514222
N
1
0000891055
HILLTOP SECURITIES INC.
08-23-2017
N
867-00632
LOCATED
08-23-2017
717 N HARWOOOD ST
SUITE 3400
DALLAS
TX
75201
08-2017
Hilltop Securites Inc.
DALLAS
TX
75270
Y
Y
Vice President
08-2016
08-2017
Unemployed
Austin
TX
73301
N
N
Unemployed
05-2016
08-2016
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Intern
08-2015
05-2016
Unemployed
Austin
TX
73301
N
N
Unemployed
05-2015
08-2015
First Southwest Company
Dallas
TX
75201
Y
Y
Intern
08-2014
05-2015
Unemployed
Austin
TX
73301
N
N
student
05-2014
08-2014
Papa Murphys
Carrollton
TX
75006
N
N
Assembly
08-2013
05-2014
UTD
Richardson
TX
75080
N
N
intern
05-2008
08-2013
CFBSA
Carrollton
TX
75006
N
N
Soccer Referee
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-10-2022
Regina Sims
Compliance Officer