0000891055-22-000074.txt : 20221110
0000891055-22-000074.hdr.sgml : 20221110
20221110093358
ACCESSION NUMBER: 0000891055-22-000074
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BARTOLOTTA,MICHAEL,GEORGE,
FILED AS OF DATE: 20221110
DATE AS OF CHANGE: 20221110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 221375337
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
0000891055-21-000037
N
Michael
George
Bartolotta
1620103
N
1
0000891055
HILLTOP SECURITIES INC.
04-30-2020
N
867-00632
SUPERVISED
04-30-2020
717 HARWOOD STREET
SUITE 3400
DALLAS
TX
75201
Michael
NMN
Bartolotta
04-2020
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Sr MD, Head of DCM & Public Finance
09-2015
04-2020
Citigroup Global Markets
New York
NY
10013
Y
Y
MANAGING DIRECTOR
03-2006
08-2015
First Southwest Company LLC
Houston
TX
77002
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
Y
09-2014
Round Top Cabinest, LLC
6621 Rutgers Avenue
Houston
TX
77005
N
N
This is a cabinet and woodworking business
Sole Member
20
This is an LLC that I practice my hobby of woodworking
10-2016
Flying B Farms
6621 Rutgers Avenue
Houston
TX
77005
N
Y
This is my personal farm
owner
10
Typical farm chores related to operations and maintenance
11-1999
MD Anderson Cancer Center Board of Visitors
1840 Old Spanish Trail
Houston
TX
77054
N
N
The Board of Visitors is a volunteer philantrophic organization supporting MD Anderson Cancer Center, which is part of the University of Texas System
Board of Visitor Member
1
Volunteer on various committes related to fund raising and supporting MD Anderson as a volunteer
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-09-2022
Regina Sims
Compliance Officer