0000891055-22-000074.txt : 20221110 0000891055-22-000074.hdr.sgml : 20221110 20221110093358 ACCESSION NUMBER: 0000891055-22-000074 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BARTOLOTTA,MICHAEL,GEORGE, FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 221375337 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N 0000891055-21-000037 N Michael George Bartolotta 1620103 N 1 0000891055 HILLTOP SECURITIES INC. 04-30-2020 N 867-00632 SUPERVISED 04-30-2020 717 HARWOOD STREET SUITE 3400 DALLAS TX 75201 Michael NMN Bartolotta 04-2020 Hilltop Securities Inc. Dallas TX 75270 Y Y Sr MD, Head of DCM & Public Finance 09-2015 04-2020 Citigroup Global Markets New York NY 10013 Y Y MANAGING DIRECTOR 03-2006 08-2015 First Southwest Company LLC Houston TX 77002 Y Y PUBLIC FINANCE INVESTMENT BANKER Y 09-2014 Round Top Cabinest, LLC 6621 Rutgers Avenue Houston TX 77005 N N This is a cabinet and woodworking business Sole Member 20 This is an LLC that I practice my hobby of woodworking 10-2016 Flying B Farms 6621 Rutgers Avenue Houston TX 77005 N Y This is my personal farm owner 10 Typical farm chores related to operations and maintenance 11-1999 MD Anderson Cancer Center Board of Visitors 1840 Old Spanish Trail Houston TX 77054 N N The Board of Visitors is a volunteer philantrophic organization supporting MD Anderson Cancer Center, which is part of the University of Texas System Board of Visitor Member 1 Volunteer on various committes related to fund raising and supporting MD Anderson as a volunteer N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-09-2022 Regina Sims Compliance Officer