0000891055-22-000063.txt : 20221110 0000891055-22-000063.hdr.sgml : 20221110 20221110093708 ACCESSION NUMBER: 0000891055-22-000063 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PRODANOVIC,MATTIE,ELIZABETH, FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 221375368 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Kimberly Miller 214-859-1721 Kimberly.Miller@hilltopsecurities.com N 0000891055-17-000006 N Mattie Elizabeth Prodanovic 6765688 N 1 0000891055 HILLTOP SECURITIES INC. 03-06-2017 N 867-00632 SUPERVISED 03-06-2017 717 N HARWOOD ST SUITE 3400 DALLAS TX 75201 03-2017 Hilltop Securities Inc. Dallas TX 75270 Y Y Associate 07-2015 02-2017 Public Financial Management Denver CO 80014 N N Analyst 06-2014 06-2015 City of Chicago Chicago IL 6007 N N Policy Fellow 09-2013 05-2014 Student Chicago IL 60007 N N Student 08-2011 08-2013 Illinois Housing Development Authority Chicago IL 60007 N N Loan and Portfolio Analyst II 05-2011 07-2011 Unemployed Chicago IL 60007 N N Unemployed 07-2007 05-2011 Student Ithaca NY 14850 N N Student 03-2006 06-2007 Student River Forest IL 60153 N N Student Y 03-2017 USA Field Hockey 5540 North Academy Blvd Suite 100 Colorado IL 80918 N N Field Hockey Assistant Coach 0 Assistant Coach N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-09-2022 Regina Sims Compliance Officer