0000891055-22-000063.txt : 20221110
0000891055-22-000063.hdr.sgml : 20221110
20221110093708
ACCESSION NUMBER: 0000891055-22-000063
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
PRODANOVIC,MATTIE,ELIZABETH,
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 221375368
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Kimberly Miller
214-859-1721
Kimberly.Miller@hilltopsecurities.com
N
0000891055-17-000006
N
Mattie
Elizabeth
Prodanovic
6765688
N
1
0000891055
HILLTOP SECURITIES INC.
03-06-2017
N
867-00632
SUPERVISED
03-06-2017
717 N HARWOOD ST
SUITE 3400
DALLAS
TX
75201
03-2017
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Associate
07-2015
02-2017
Public Financial Management
Denver
CO
80014
N
N
Analyst
06-2014
06-2015
City of Chicago
Chicago
IL
6007
N
N
Policy Fellow
09-2013
05-2014
Student
Chicago
IL
60007
N
N
Student
08-2011
08-2013
Illinois Housing Development Authority
Chicago
IL
60007
N
N
Loan and Portfolio Analyst II
05-2011
07-2011
Unemployed
Chicago
IL
60007
N
N
Unemployed
07-2007
05-2011
Student
Ithaca
NY
14850
N
N
Student
03-2006
06-2007
Student
River Forest
IL
60153
N
N
Student
Y
03-2017
USA Field Hockey
5540 North Academy Blvd Suite 100
Colorado
IL
80918
N
N
Field Hockey
Assistant Coach
0
Assistant Coach
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-09-2022
Regina Sims
Compliance Officer