0000891055-22-000062.txt : 20221110 0000891055-22-000062.hdr.sgml : 20221110 20221110093714 ACCESSION NUMBER: 0000891055-22-000062 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MULCAHY,MONICA,EILEEN, FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 221375369 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com regina.sims@hilltopsecurities.com N 0000891055-22-000049 N Monica Eileen Mulcahy N 1 0000891055 HILLTOP SECURITIES INC. 06-26-2017 N 867-00632 SUPERVISED 06-26-2017 717 N Harwood St. SUITE 3400 DALLAS TX 75201 LOCATED 07-25-2022 54 Canal Street Suite 320 Boston MA 02114 06-2017 Hilltop Securites Inc. DALLAS TX 02114 Y Y Analyst 09-2013 05-2017 Northwestern University BOSTON ME 02115 N N Full Time Student 05-2012 08-2013 Kaleidoscoops Ice Cream Kingstowne VA 22310 N N Cashier/Scooper 09-2009 06-2013 Edison High School ALEXANDRIA VA 22310 N N Full Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-09-2022 Regina Sims Compliance Officer