0000891055-22-000062.txt : 20221110
0000891055-22-000062.hdr.sgml : 20221110
20221110093714
ACCESSION NUMBER: 0000891055-22-000062
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MULCAHY,MONICA,EILEEN,
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 221375369
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
regina.sims@hilltopsecurities.com
N
0000891055-22-000049
N
Monica
Eileen
Mulcahy
N
1
0000891055
HILLTOP SECURITIES INC.
06-26-2017
N
867-00632
SUPERVISED
06-26-2017
717 N Harwood St.
SUITE 3400
DALLAS
TX
75201
LOCATED
07-25-2022
54 Canal Street
Suite 320
Boston
MA
02114
06-2017
Hilltop Securites Inc.
DALLAS
TX
02114
Y
Y
Analyst
09-2013
05-2017
Northwestern University
BOSTON
ME
02115
N
N
Full Time Student
05-2012
08-2013
Kaleidoscoops Ice Cream
Kingstowne
VA
22310
N
N
Cashier/Scooper
09-2009
06-2013
Edison High School
ALEXANDRIA
VA
22310
N
N
Full Time Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-09-2022
Regina Sims
Compliance Officer