0000891055-22-000060.txt : 20221017
0000891055-22-000060.hdr.sgml : 20221017
20221017131617
ACCESSION NUMBER: 0000891055-22-000060
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BEST,CARMENCITA,TYLER,
FILED AS OF DATE: 20221017
DATE AS OF CHANGE: 20221017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 221313304
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Karee Wedden
214-859-9324
Karee.Wedden@hilltopsecurities.com
Regina.sims@hilltopsecurities.com
N
0000891055-19-000034
N
Carmencita
Tyler
Best
4735818
N
1
0000891055
HILLTOP SECURITIES INC.
04-24-2019
N
867-00632
SUPERVISED
04-24-2019
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
Carmen
Tler
Best
04-2019
HILLTOP SECURITIES INC.
Dallas
TX
75270
Y
Y
MANAGING DIRECTOR
08-2014
04-2019
YaCari Consultants LLC
Houston
TX
77046
Y
N
President
04-2013
08-2014
Robert W Baird & Co.
Houston
TX
77027
Y
Y
Public Finance Banker
10-2012
03-2013
Raymond James
Houston
TX
77057
Y
Y
Public Finance Banker
03-2004
10-2012
Siebert Brandford Shankd & Co
Houston
TX
77002
Y
Y
Public Finance Banker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
Y
10-17-2022
Regina Sims
Compliance Officer
Finra
4735818
2158059; 2158060
6M