0000891055-22-000045.txt : 20220711 0000891055-22-000045.hdr.sgml : 20220711 20220711085722 ACCESSION NUMBER: 0000891055-22-000045 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 RAHMES,MEGAN,MARISSA, FILED AS OF DATE: 20220708 DATE AS OF CHANGE: 20220711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 221075961 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 tiffany.singleton@hilltopsecurities.com Karee.Wedden@hilltopsecurities.com Regina.Sims@hilltopsecurities.com N N Megan Marissa Rahmes 6402932 N 1 0000891055 HILLTOP SECURITIES INC. 12-06-2021 N 867-00632 LOCATED 12-06-2021 2700 Via Fortuna SUITE 410 Austin TX 78746 Megan Marissa Villanueva 12-2021 HILLTOP SECURITIES AUSTIN TX 78735 Y Y INVESTMENT BANKER ANALYST 03-2021 12-2021 WEST TEXAS A&M UNIVERSITY AUSTIN TX 78735 N N STUDENT 03-2018 03-2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CORPUS CHRISTI TX 78401 N N REG CLIENT ASSOCIATE 10-2014 03-2018 SCOTTRADE Corpus Christi TX 78412 Y Y CONSULTANT 08-2013 08-2014 DEL MAR COLLEGE CORPUS CHRISTI TX 78404 N N STUDENT 07-2012 08-2013 COASTAL BEND COLLEGE BEEVILLE TX 78102 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-08-2022 REGINA SIMS COMPLIANCE OFFICER