0000891055-22-000045.txt : 20220711
0000891055-22-000045.hdr.sgml : 20220711
20220711085722
ACCESSION NUMBER: 0000891055-22-000045
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
RAHMES,MEGAN,MARISSA,
FILED AS OF DATE: 20220708
DATE AS OF CHANGE: 20220711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 221075961
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
TIFFANY SINGLETON
2149538728
tiffany.singleton@hilltopsecurities.com
Karee.Wedden@hilltopsecurities.com
Regina.Sims@hilltopsecurities.com
N
N
Megan
Marissa
Rahmes
6402932
N
1
0000891055
HILLTOP SECURITIES INC.
12-06-2021
N
867-00632
LOCATED
12-06-2021
2700 Via Fortuna
SUITE 410
Austin
TX
78746
Megan
Marissa
Villanueva
12-2021
HILLTOP SECURITIES
AUSTIN
TX
78735
Y
Y
INVESTMENT BANKER ANALYST
03-2021
12-2021
WEST TEXAS A&M UNIVERSITY
AUSTIN
TX
78735
N
N
STUDENT
03-2018
03-2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CORPUS CHRISTI
TX
78401
N
N
REG CLIENT ASSOCIATE
10-2014
03-2018
SCOTTRADE
Corpus Christi
TX
78412
Y
Y
CONSULTANT
08-2013
08-2014
DEL MAR COLLEGE
CORPUS CHRISTI
TX
78404
N
N
STUDENT
07-2012
08-2013
COASTAL BEND COLLEGE
BEEVILLE
TX
78102
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-08-2022
REGINA SIMS
COMPLIANCE OFFICER