0000891055-22-000024.txt : 20220510
0000891055-22-000024.hdr.sgml : 20220510
20220510162618
ACCESSION NUMBER: 0000891055-22-000024
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
ERICKSON,TAYLOR,ANNE,
FILED AS OF DATE: 20220509
DATE AS OF CHANGE: 20220510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 22910113
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Karee Wedden
214-859-9324
Karee.Wedden@hilltopsecurities.com
Regina.sims@hilltopsecurities.com
N
N
Taylor
Anne
Erickson
Y
1
0000891055
HILLTOP SECURITIES INC.
09-21-2020
N
867-00632
LOCATED
09-21-2020
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
75201
09-2020
HILLTOP SECURITIES INC.
Boston
MA
02114
Y
Y
Investment Bank Analyst
08-2019
06-2020
Clark University
Worcester
MA
01610
N
N
Student
08-2015
05-2019
Clark University
Worcester
MA
01610
N
N
Student
05-2011
08-2015
Natick High School
Natick
MA
01760
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-09-2022
Regina Sims
Compliance Officer