0000891055-22-000024.txt : 20220510 0000891055-22-000024.hdr.sgml : 20220510 20220510162618 ACCESSION NUMBER: 0000891055-22-000024 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 ERICKSON,TAYLOR,ANNE, FILED AS OF DATE: 20220509 DATE AS OF CHANGE: 20220510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 22910113 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Karee Wedden 214-859-9324 Karee.Wedden@hilltopsecurities.com Regina.sims@hilltopsecurities.com N N Taylor Anne Erickson Y 1 0000891055 HILLTOP SECURITIES INC. 09-21-2020 N 867-00632 LOCATED 09-21-2020 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 09-2020 HILLTOP SECURITIES INC. Boston MA 02114 Y Y Investment Bank Analyst 08-2019 06-2020 Clark University Worcester MA 01610 N N Student 08-2015 05-2019 Clark University Worcester MA 01610 N N Student 05-2011 08-2015 Natick High School Natick MA 01760 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-09-2022 Regina Sims Compliance Officer