0000891055-22-000008.txt : 20220405 0000891055-22-000008.hdr.sgml : 20220405 20220405170404 ACCESSION NUMBER: 0000891055-22-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 COYA,SCOTT,ANDREW, FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 22807957 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Regina Sims 2148591759 regina.sims@hilltopsecurities.com regina.sims@hilltopsecurities.com N N Scott Andrew Coya 2511281 Y 1 0000891055 HILLTOP SECURITIES INC. 01-10-2022 N 867-00632 LOCATED 01-10-2022 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 01-2022 Hilltop Securities Dallas TX 75201 Y Y Chief Compliance Officer 04-2019 12-2021 D.A. Davidson Dallas TX 75025 Y Y Deputy CCO 09-2017 04-2019 The Prudential Insurance Company Newark NJ 07102 N Y Compliance Officer 02-2017 08-2017 Unemployed Upper Saddle River NJ 074588 N N Unemployed 07-2010 01-2017 Barclay's Capital New York NY 10019 N Y Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-05-2022 Ray Huie Compliance Manager