0000891055-21-000062.txt : 20210826
0000891055-21-000062.hdr.sgml : 20210826
20210826132112
ACCESSION NUMBER: 0000891055-21-000062
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DRUHOT,PETER,JAMES,
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210826
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 211211060
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
Peter
James
Druhot
2583136
N
1
0000891055
HILLTOP SECURITIES INC.
05-24-2021
N
867-00632
LOCATED
05-24-2021
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
75201
05-2021
Hilltop Securities Inc.
Dallas
TX
75201
Y
Y
Investment Banker
08-2010
05-2021
RBC Capital Makets Corp
New York
NY
10006
N
Y
Director
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N
N
N
N
N
N
N
N
N
N
N
N
N
N
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N
N
N
N
N
N
N
N
N
N
N
N
N
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N
N
N
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N
N
08-16-2021
Mike Cogliano
Chief Compliance Officer