0000891055-21-000062.txt : 20210826 0000891055-21-000062.hdr.sgml : 20210826 20210826132112 ACCESSION NUMBER: 0000891055-21-000062 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DRUHOT,PETER,JAMES, FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 211211060 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N N Peter James Druhot 2583136 N 1 0000891055 HILLTOP SECURITIES INC. 05-24-2021 N 867-00632 LOCATED 05-24-2021 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 05-2021 Hilltop Securities Inc. Dallas TX 75201 Y Y Investment Banker 08-2010 05-2021 RBC Capital Makets Corp New York NY 10006 N Y Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-16-2021 Mike Cogliano Chief Compliance Officer