0000891055-21-000053.txt : 20210628
0000891055-21-000053.hdr.sgml : 20210628
20210628172858
ACCESSION NUMBER: 0000891055-21-000053
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
EVANS,ADRIANE,PATMAGRIAN,
FILED AS OF DATE: 20210628
DATE AS OF CHANGE: 20210628
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 211054656
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
Adriane
Patmagrian
Evans
1572587
N
1
0000891055
HILLTOP SECURITIES INC.
08-04-2020
N
867-00632
SUPERVISED
08-04-2020
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
75201
Adriane
Isabella
Patmagrian
Adriane
p
Evans
Adriane
I
Evans
08-2020
Hilltop Securities Inc.
Dallas
TX
75201
Y
Y
Managing Director, Debt Capital Markets
08-2020
08-2020
Suntrust Robinson Humphrey, Inc.
Sarasota
FL
34236
Y
Y
INSTITUTIONAL SALESPERSON
01-2013
08-2020
BB & T Securities, LLC
Sarasota
FL
34236
Y
Y
INSTITUTIONAL SALESPERSON
10-2011
08-2020
Scott & Stringfello
Sarasota
FL
34236
Y
Y
INSTITUTIONAL SALESPERSON
10-2010
10-2011
Stern Brothers & Co
St. Petersburgh
FL
33611
Y
Y
SENIOR VP-INSTITUTIONAL SALES
Y
02-2016
EVANSTREE VENTURES LLC POSITION
2503 Jamaica St
Sarasota
FL
34231
N
Y
Rental Property
Owner of Self Directed IRA/Manager
0
Evanstree Ventures LLC is owned by my Self Directed IRA and Sabal Palm Bankacts as custodian
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-28-2021
Mike Cogliano
Chief Compliance Officer