0000891055-21-000053.txt : 20210628 0000891055-21-000053.hdr.sgml : 20210628 20210628172858 ACCESSION NUMBER: 0000891055-21-000053 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 EVANS,ADRIANE,PATMAGRIAN, FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 211054656 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N N Adriane Patmagrian Evans 1572587 N 1 0000891055 HILLTOP SECURITIES INC. 08-04-2020 N 867-00632 SUPERVISED 08-04-2020 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 Adriane Isabella Patmagrian Adriane p Evans Adriane I Evans 08-2020 Hilltop Securities Inc. Dallas TX 75201 Y Y Managing Director, Debt Capital Markets 08-2020 08-2020 Suntrust Robinson Humphrey, Inc. Sarasota FL 34236 Y Y INSTITUTIONAL SALESPERSON 01-2013 08-2020 BB & T Securities, LLC Sarasota FL 34236 Y Y INSTITUTIONAL SALESPERSON 10-2011 08-2020 Scott & Stringfello Sarasota FL 34236 Y Y INSTITUTIONAL SALESPERSON 10-2010 10-2011 Stern Brothers & Co St. Petersburgh FL 33611 Y Y SENIOR VP-INSTITUTIONAL SALES Y 02-2016 EVANSTREE VENTURES LLC POSITION 2503 Jamaica St Sarasota FL 34231 N Y Rental Property Owner of Self Directed IRA/Manager 0 Evanstree Ventures LLC is owned by my Self Directed IRA and Sabal Palm Bankacts as custodian N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-28-2021 Mike Cogliano Chief Compliance Officer