0000891055-21-000041.txt : 20210511 0000891055-21-000041.hdr.sgml : 20210511 20210511160707 ACCESSION NUMBER: 0000891055-21-000041 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 WILLIAMS,HAMILL,CLARK, FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 21911301 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N N Hamill Clark Williams 7332371 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2021 N 867-00632 SUPERVISED 01-25-2021 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 Hamill NMN Williams 01-2021 Hilltop Securites Inc. Dallas TX 75270 Y Y Analyst 08-2020 01-2021 Municipal Advisory Council Texas Austin TX 78701 Y Y Analyst 09-2015 12-2020 University of Oklahoma Norman OK 73019 N N Student 05-2015 10-2015 Favor Dallas TX 75201 N N Driver 08-2011 05-2015 Highland Park School Dallas TX 75205 N N Student 08-2007 08-2011 Highland Park Middle School Dallas TX 75205 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-11-2021 Mike Cogliano Chief Compliance Officer