0000891055-21-000041.txt : 20210511
0000891055-21-000041.hdr.sgml : 20210511
20210511160707
ACCESSION NUMBER: 0000891055-21-000041
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
WILLIAMS,HAMILL,CLARK,
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 21911301
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
Hamill
Clark
Williams
7332371
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2021
N
867-00632
SUPERVISED
01-25-2021
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
Hamill
NMN
Williams
01-2021
Hilltop Securites Inc.
Dallas
TX
75270
Y
Y
Analyst
08-2020
01-2021
Municipal Advisory Council Texas
Austin
TX
78701
Y
Y
Analyst
09-2015
12-2020
University of Oklahoma
Norman
OK
73019
N
N
Student
05-2015
10-2015
Favor
Dallas
TX
75201
N
N
Driver
08-2011
05-2015
Highland Park School
Dallas
TX
75205
N
N
Student
08-2007
08-2011
Highland Park Middle School
Dallas
TX
75205
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-11-2021
Mike Cogliano
Chief Compliance Officer