0000891055-21-000035.txt : 20210422
0000891055-21-000035.hdr.sgml : 20210422
20210422084341
ACCESSION NUMBER: 0000891055-21-000035
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
ELLIS,MARK,ANTHONY,
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 21843360
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
Mark
Anthony
Ellis
2788913
N
1
0000891055
HILLTOP SECURITIES INC.
10-01-2020
N
867-00632
LOCATED
10-01-2020
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
Ellis
Anthony
Mark Anthony
Mark
A
Ellis
10-2020
Hilltop Securites Inc.
Dallas
TX
75270
Y
Y
Investment Banker
03-2009
10-2020
Jefferies & Company Inc.
Los Angeles
CA
90025
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-21-2021
Mike Cogliano
Chief Compliance Officer