0000891055-21-000005.txt : 20210113 0000891055-21-000005.hdr.sgml : 20210113 20210113173049 ACCESSION NUMBER: 0000891055-21-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MARTIN,JOHN,LAURENCE,JR. FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 21526919 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N N John Laurence Martin Jr. 1156576 N 1 0000891055 SOUTHWEST SECURITIES, INC. 01-12-1994 N The firm will be filing form MA during the month of August 2014 in accordance w/the SEC's registration schedule. SUPERVISED 01-12-1994 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 01-1994 HILLTOP SECURITIES INC. Dallas TX 75270 Y Y Regional MD, Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-13-2021 Mike Cogliano Chief Compliance Officer