0000891055-21-000005.txt : 20210113
0000891055-21-000005.hdr.sgml : 20210113
20210113173049
ACCESSION NUMBER: 0000891055-21-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MARTIN,JOHN,LAURENCE,JR.
FILED AS OF DATE: 20210113
DATE AS OF CHANGE: 20210113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 21526919
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
John
Laurence
Martin
Jr.
1156576
N
1
0000891055
SOUTHWEST SECURITIES, INC.
01-12-1994
N
The firm will be filing form MA during the month of August 2014 in accordance w/the SEC's registration schedule.
SUPERVISED
01-12-1994
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
01-1994
HILLTOP SECURITIES INC.
Dallas
TX
75270
Y
Y
Regional MD, Investment Banker
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01-13-2021
Mike Cogliano
Chief Compliance Officer