0000891055-20-000046.txt : 20201014 0000891055-20-000046.hdr.sgml : 20201014 20201014172155 ACCESSION NUMBER: 0000891055-20-000046 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 EVANS,WILLIAM,M,JR FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 201239660 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N N William M Evans Jr 4724025 N 1 0000891055 HILLTOP SECURITIES INC. 03-20-2020 N 867-00632 LOCATED 03-20-2020 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 William NMN Evans William M Evans 03-2020 Hilltop Securities Inc. Dallas TX 75270 Y Y HD, Head of Municipal Underwriting 04-2012 03-2020 Loop Capital Markets LLC New York NY 10005 Y Y SVP - UNDERWRITING 04-2011 04-2012 Mogan Stanley & CO. LLC New York NY 10036 Y Y GLOBAL CAPITAL MARKETS GROUP 06-2009 04-2011 Morgan Stanley Smith Barney Purchase NY 10577 Y Y GLOBAL CAPITAL MARKETS GROUP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-13-2020 Mike Cogliano Chief Compliance Officer