0000891055-19-000042.txt : 20190617 0000891055-19-000042.hdr.sgml : 20190617 20190617102352 ACCESSION NUMBER: 0000891055-19-000042 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MARTIN,MICHAEL,PORCH, FILED AS OF DATE: 20190614 DATE AS OF CHANGE: 20190617 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 19900665 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecurities.com N N Michael Porch Martin 6806353 N 1 0000891055 HILLTOP SECURITIES INC. Hilltop Securities Inc. 06-25-2018 N 867-00632 SUPERVISED 06-25-2018 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 06-2018 Hilltop Securites Inc. DALLAS TX 75270 Y Y Analyst 01-2018 06-2018 School NORMAN OK 73019 N N Student 12-2017 01-2018 Hilltop Securities Inc. DALLAS TX 75270 Y Y Intern 08-2017 12-2017 School NORMAN OK 73019 N N Student 05-2017 08-2017 Hilltop Securities Inc. DALLAS TX 75270 Y Y Intern 08-2016 05-2017 School NORMAN OK 73019 N N Student 05-2016 08-2016 Sprouts NORMAN OK 73019 N N Meat Clerk 08-2015 05-2016 School NORMAN OK 73019 N N Student 05-2015 08-2015 i Fratelli FLOWER MOUND TX 75022 N N Pizza Delivery Driver 08-2014 05-2015 School NORMAN OK 73019 N N Student 08-2013 08-2014 School FLOWER MOUND TX 75022 N N Student 05-2013 08-2013 Whataburger HIGHLAND VILLAGE TX 75077 N N Cashier 08-2007 05-2013 School FLOWER MOUND TX 75077 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-14-2019 Mike Cogliano Chief Compliance Officer