0000891055-19-000042.txt : 20190617
0000891055-19-000042.hdr.sgml : 20190617
20190617102352
ACCESSION NUMBER: 0000891055-19-000042
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MARTIN,MICHAEL,PORCH,
FILED AS OF DATE: 20190614
DATE AS OF CHANGE: 20190617
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 19900665
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
Michael
Porch
Martin
6806353
N
1
0000891055
HILLTOP SECURITIES INC.
Hilltop Securities Inc.
06-25-2018
N
867-00632
SUPERVISED
06-25-2018
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
06-2018
Hilltop Securites Inc.
DALLAS
TX
75270
Y
Y
Analyst
01-2018
06-2018
School
NORMAN
OK
73019
N
N
Student
12-2017
01-2018
Hilltop Securities Inc.
DALLAS
TX
75270
Y
Y
Intern
08-2017
12-2017
School
NORMAN
OK
73019
N
N
Student
05-2017
08-2017
Hilltop Securities Inc.
DALLAS
TX
75270
Y
Y
Intern
08-2016
05-2017
School
NORMAN
OK
73019
N
N
Student
05-2016
08-2016
Sprouts
NORMAN
OK
73019
N
N
Meat Clerk
08-2015
05-2016
School
NORMAN
OK
73019
N
N
Student
05-2015
08-2015
i Fratelli
FLOWER MOUND
TX
75022
N
N
Pizza Delivery Driver
08-2014
05-2015
School
NORMAN
OK
73019
N
N
Student
08-2013
08-2014
School
FLOWER MOUND
TX
75022
N
N
Student
05-2013
08-2013
Whataburger
HIGHLAND VILLAGE
TX
75077
N
N
Cashier
08-2007
05-2013
School
FLOWER MOUND
TX
75077
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-14-2019
Mike Cogliano
Chief Compliance Officer