0000891055-18-000043.txt : 20180813
0000891055-18-000043.hdr.sgml : 20180813
20180813134054
ACCESSION NUMBER: 0000891055-18-000043
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MERRITT,CLAIRE,WHITTINGTON,
FILED AS OF DATE: 20180813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 181011667
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecurities.com
N
N
Claire
Whittington
Merritt
006659201
N
1
0000891055
HILLTOP SECURITIES INC.
02-07-2017
N
867-00632
SUPERVISED
02-07-2017
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
06-2017
Hilltop Securites Inc.
Dallas
TX
75270
Y
Y
Analyst
07-2016
07-2017
UT Austin
Austn
TX
78712
N
N
Student
06-2016
07-2016
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Intern
07-2015
06-2016
UT Austin
Austin
TX
78712
N
N
Student
06-2015
07-2015
CBRE/UCR
Austin
TX
78746
N
N
Student
07-2014
06-2015
UT Austin
Austin
TX
78712
N
N
Student
06-2014
07-2014
Allie Beth Allman & Associates
Austin
TX
73301
N
N
Intern
07-2013
06-2014
UT Austin
Austin
TX
78712
N
N
Student
06-2013
07-2013
Luke's Locker
Dallas
TX
75205
N
N
Sales
07-2012
06-2013
HPHS
Dallas
TX
75205
N
N
Student
06-2012
07-2012
Pete Sessions
Washington
DC
20515
N
N
Intern
07-2011
06-2012
HPHS
Dallas
TX
75205
N
N
Student
06-2011
07-2011
Park Cities Baptist Church
Dallas
TX
75225
N
N
Counselor
10-2006
06-2011
HPHS
Dallas
TX
75205
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-13-2018
Mike Cogliano
Chief Compliance Officer