0000891055-18-000010.txt : 20180418
0000891055-18-000010.hdr.sgml : 20180418
20180418082850
ACCESSION NUMBER: 0000891055-18-000010
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 18760268
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecuities.com
N
N
KARLA
MARIA
GONZALES
006361527
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2016
N
867-00632
LOCATED
01-25-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
KARLA
NMN
MARTINEZ-ROSAS
KARLA
NMN
MARTINEZ
01-2016
HILLTOP SECURITIES INC.
DALLAS
TX
75270
Y
Y
ANALYST
06-2014
01-2016
FirstSouthwest Company, LLC
DALLAS
TX
75201
Y
Y
ANALYST
07-2007
06-2014
LEGACY TEXAS BANK
PLANO
TX
75024
N
N
ANALYST
02-2004
07-2007
BROOKSHIRE'S GROCERY COMPANY
PLANO
TX
75024
N
N
OFFICE ASSISTANT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-17-2018
Mike Cogliano
Co Chief Compliance Officer