0000891055-18-000010.txt : 20180418 0000891055-18-000010.hdr.sgml : 20180418 20180418082850 ACCESSION NUMBER: 0000891055-18-000010 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 18760268 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Mike Cogliano 214-859-6687 Mike.Cogliano@hilltopsecurities.com Renee.Chavera@hilltopsecuities.com N N KARLA MARIA GONZALES 006361527 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2016 N 867-00632 LOCATED 01-25-2016 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 KARLA NMN MARTINEZ-ROSAS KARLA NMN MARTINEZ 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y ANALYST 06-2014 01-2016 FirstSouthwest Company, LLC DALLAS TX 75201 Y Y ANALYST 07-2007 06-2014 LEGACY TEXAS BANK PLANO TX 75024 N N ANALYST 02-2004 07-2007 BROOKSHIRE'S GROCERY COMPANY PLANO TX 75024 N N OFFICE ASSISTANT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-17-2018 Mike Cogliano Co Chief Compliance Officer