0000891055-17-000057.txt : 20170913
0000891055-17-000057.hdr.sgml : 20170913
20170913170011
ACCESSION NUMBER: 0000891055-17-000057
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 171083648
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Mike Cogliano
214-859-6687
MIke.Cogliano@hilltopsecurities.com
Mike.Cogliano@hilltopsecurities.com
Renee.Chavera@hilltopsecuities.com
N
N
Andy
Kie
Kuo
004932116
N
1
0000891055
HILLTOP SECURITIES INC.
08-01-2005
N
867-00632
LOCATED
08-01-2005
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
08-2005
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Director, Investment Banker
Y
03-2014
Cal Alumni Club of Dallas
Dallas
Dallas
TX
75204
N
N
Cal Alumni Club of Dallas
A Dallas ALumni CLud for UC Berkely
2
A Dallas ALumni CLud for UC Berkely
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-13-2017
Mike Colgliano
Co-Chief Compliance Officer