0000891055-17-000030.txt : 20170419
0000891055-17-000030.hdr.sgml : 20170419
20170419152551
ACCESSION NUMBER: 0000891055-17-000030
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170418
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 17769866
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Kimberly Miller
214-859-1721
Kimberly.Miller@hilltopsecurities.com
N
N
Bradley
Aaron
Emerson
005531187
N
1
0000891055
HILLTOP SECURITIES INC.
01-22-2016
N
867-00632
LOCATED
01-22-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
01-2016
HILLTOP SECURITIES INC.
Dallas
TX
75270
Y
Y
ANALYST
05-2008
01-2016
First Southwest Company LLC
Dallas
TX
75270
Y
Y
Analyst
09-2003
05-2008
Full time Student
Dallas
TX
75214
N
N
Full Time Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
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N
N
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N
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N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
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N
N
N
04-18-2017
Kimberly Miller
Compliance Manager