0000891055-17-000008.txt : 20170324
0000891055-17-000008.hdr.sgml : 20170324
20170324173312
ACCESSION NUMBER: 0000891055-17-000008
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170323
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 17713691
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Kimberly Miller
214-859-1721
Kimberly.Miller@hilltopsecurities.com
N
N
Zacarias
Cruz
Lara
006665770
N
1
0000891055
HILLTOP SECURITIES INC.
06-08-2016
N
867-00632
SUPERVISED
06-08-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
Zac
Cruz
Lara
06-2016
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Analyst
08-2015
06-2016
Desert Mountain H. S.
Scottsdale
AZ
85257
N
N
Math Teacher
05-2005
08-2015
Biltmore Resort
Phoenix
AZ
85014
N
N
Guest Room - Dining Captain
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-23-2017
Kimberly Miller
Compliance Manager