0000891055-17-000008.txt : 20170324 0000891055-17-000008.hdr.sgml : 20170324 20170324173312 ACCESSION NUMBER: 0000891055-17-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 17713691 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Kimberly Miller 214-859-1721 Kimberly.Miller@hilltopsecurities.com N N Zacarias Cruz Lara 006665770 N 1 0000891055 HILLTOP SECURITIES INC. 06-08-2016 N 867-00632 SUPERVISED 06-08-2016 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 Zac Cruz Lara 06-2016 Hilltop Securities Inc. Dallas TX 75270 Y Y Analyst 08-2015 06-2016 Desert Mountain H. S. Scottsdale AZ 85257 N N Math Teacher 05-2005 08-2015 Biltmore Resort Phoenix AZ 85014 N N Guest Room - Dining Captain N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-23-2017 Kimberly Miller Compliance Manager