0000891055-16-000194.txt : 20160127 0000891055-16-000194.hdr.sgml : 20160127 20160127135434 ACCESSION NUMBER: 0000891055-16-000194 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364228 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurities.com chrystal.badillo@hilltopsecurities.com N N Megan Elizabeth Hyland 005631281 N 1 0000891055 HILLTOP SECURITIES INC. 01-26-2016 N 867-00632 LOCATED 01-26-2016 54 Canal Street Suite 320 Boston MA 02116 Megan NMN Hyland Megan E Hyland 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y Public Finance Investment Banker 01-2009 01-2016 FirstSouthwest Company, LLC DALLAS TX 75201 Y Y Public Finance Investment Banker 10-2008 01-2009 Kepler Capital Markets NEW YORK NY 10022 Y Y ANALYST 07-2008 10-2008 Michael Page International NEW YORK NY 10174 N N ANALYST 09-2004 07-2008 Hobart and William Smith Colleges GENEVA NY 14456 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-26-2016 Chrystal Badillo Compliance Analyst