0000891055-16-000176.txt : 20160127 0000891055-16-000176.hdr.sgml : 20160127 20160127135745 ACCESSION NUMBER: 0000891055-16-000176 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364254 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurities.com chrystal.badillo@hilltopsecurities.com N N MELISSA MARIE TOLAND 006105783 N 1 0000891055 HILLTOP SECURITIES INC. 01-26-2016 N 867-00632 LOCATED 01-26-2016 54 Canal St #320 BOSTON MA 02114 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y PUBLIC FINANCE ANALYST 08-2012 01-2016 FirstSotuhwest Company, LLC DALLAS TX 75201 Y Y PUBLIC FINANCE ANALYST 06-2012 08-2012 UNEMPLOYED BOSTON MA 02114 N N UNEMPLOYED 05-2012 06-2012 SIMPLY INTERACTIVE, INC BOSTON MA 02114 N N ADMINISTRATOR 09-2008 05-2012 FULL TIME EDUCATION (UNIVERSITY) BOSTON MA 02114 N N STUDENT 09-2004 09-2008 NOTRE DAME ACADEMY (HIGH SCHOOL) HINGHAM MA 02043 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-26-2016 Chrystal Badillo Compliance Analyst