0000891055-16-000175.txt : 20160127 0000891055-16-000175.hdr.sgml : 20160127 20160127135755 ACCESSION NUMBER: 0000891055-16-000175 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364255 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurities.com chrystal.badillo@hilltopsecurities.com N N MEGAN OLIVIA SIENTY 536539300 N 1 0000891055 HILLTOP SECURITIES INC. 01-26-2016 N 867-00632 LOCATED 01-26-2016 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y UNDERWRITER 06-2010 01-2016 FirstSouthwest Company, LLC DALLAS TX 75201 Y Y UNDERWRITER 06-2007 06-2010 RAYMOND JAMES FINANCIAL SERVICES,INC ROCKWALL TX 75032 Y Y Financial Advisor 08-2006 05-2007 ALLIANCE BANK Sulphur Springs TX 75482 Y Y Management Trainee 06-2003 08-2006 ALLIANCE BANK Greenville TX 75402 N N TELLER Y 11-2015 Summerset Village HOA 5916 Birchbrook Drive Dallas TX 75240 N N Homeowner's association Board member 3 Making decisions for the homeowners N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-26-2016 Chrystal Badillo Compliance Analyst