0000891055-16-000088.txt : 20160127 0000891055-16-000088.hdr.sgml : 20160127 20160127134201 ACCESSION NUMBER: 0000891055-16-000088 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364185 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurities.com chrystal.badillo@hilltopsecurities.com N N JOHN DANIEL TURBENSON 005670720 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2016 N 867-00632 LOCATED 01-25-2016 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 DANIEL NMN TURBENSON DAN NMN TURBENSON 01-2016 Hilltop Securities Inc. Dallas TX 75270 Y Y ANALYST 05-2009 01-2016 FIRSTSOUTHWEST COMPANY, LLC Dallas TX 75201 Y Y Analyst 08-2008 05-2009 SOUTHERN METHODIST UNIVERSITY DALLAS TX 75204 N N STUDENT 06-2008 07-2008 KISSINGER FINANCIAL SERVICES INC COCKEYSVILLE MD 21030 N Y INTERN 06-2007 05-2008 UNEMPLOYED DALLAS TX 75251 N N UNEMPLOYED 06-2005 05-2007 BROOKHAVEN COMMUNITY COLLEGE FARMERS BRANCH TX 75244 N N STUDENT 08-2001 05-2005 NEWMAN SMITH HIGH SCHOOL CARROLLTON TX 75006 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2016 Chrystal Badillo Compliance Associate