0000891055-16-000088.txt : 20160127
0000891055-16-000088.hdr.sgml : 20160127
20160127134201
ACCESSION NUMBER: 0000891055-16-000088
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 161364185
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@hilltopsecurities.com
chrystal.badillo@hilltopsecurities.com
N
N
JOHN
DANIEL
TURBENSON
005670720
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2016
N
867-00632
LOCATED
01-25-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
DANIEL
NMN
TURBENSON
DAN
NMN
TURBENSON
01-2016
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
ANALYST
05-2009
01-2016
FIRSTSOUTHWEST COMPANY, LLC
Dallas
TX
75201
Y
Y
Analyst
08-2008
05-2009
SOUTHERN METHODIST UNIVERSITY
DALLAS
TX
75204
N
N
STUDENT
06-2008
07-2008
KISSINGER FINANCIAL SERVICES INC
COCKEYSVILLE
MD
21030
N
Y
INTERN
06-2007
05-2008
UNEMPLOYED
DALLAS
TX
75251
N
N
UNEMPLOYED
06-2005
05-2007
BROOKHAVEN COMMUNITY COLLEGE
FARMERS BRANCH
TX
75244
N
N
STUDENT
08-2001
05-2005
NEWMAN SMITH HIGH SCHOOL
CARROLLTON
TX
75006
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2016
Chrystal Badillo
Compliance Associate