0000891055-16-000087.txt : 20160127
0000891055-16-000087.hdr.sgml : 20160127
20160127134207
ACCESSION NUMBER: 0000891055-16-000087
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 161364186
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@hilltopsecurites.com
chrystal.badillo@hilltopsecurites.com
N
N
Cynthia
Fendrich
McNerney
001599773
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2016
N
867-00632
LOCATED
01-25-2016
54 Canal Street Suite 320
Boston
MA
02114
Olive
Cynthia
Fendrich
Cinder
NMN
Fendrich
Olive
C
Fendrich
01-2016
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Public Finance Investment Banker
06-2001
01-2016
FirstSouthwest Company, LLC
Dallas
TX
75201
Y
Y
Public Finance Investment Banker
Y
01-1996
Swampscott Town Hall
22 Monument Avenue
Swampscott
MA
01907
N
N
Member of Town Finance Committee
Member of Town Finance Committee
5
Recommend a budget to the town meeting
04-2009
Association of Town Finance Committee (ATFC)
One Winthrop Square
Boston
MA
02110
Y
Y
Resource for local finance committees
Member of the Board
4
Collaborate with board members on how board can be useful resource to local finance committees
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2016
Chrystal Badillo
Compliance Analyst