0000891055-16-000087.txt : 20160127 0000891055-16-000087.hdr.sgml : 20160127 20160127134207 ACCESSION NUMBER: 0000891055-16-000087 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364186 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurites.com chrystal.badillo@hilltopsecurites.com N N Cynthia Fendrich McNerney 001599773 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2016 N 867-00632 LOCATED 01-25-2016 54 Canal Street Suite 320 Boston MA 02114 Olive Cynthia Fendrich Cinder NMN Fendrich Olive C Fendrich 01-2016 Hilltop Securities Inc. Dallas TX 75270 Y Y Public Finance Investment Banker 06-2001 01-2016 FirstSouthwest Company, LLC Dallas TX 75201 Y Y Public Finance Investment Banker Y 01-1996 Swampscott Town Hall 22 Monument Avenue Swampscott MA 01907 N N Member of Town Finance Committee Member of Town Finance Committee 5 Recommend a budget to the town meeting 04-2009 Association of Town Finance Committee (ATFC) One Winthrop Square Boston MA 02110 Y Y Resource for local finance committees Member of the Board 4 Collaborate with board members on how board can be useful resource to local finance committees N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2016 Chrystal Badillo Compliance Analyst