-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FlNZGDk0KYkTzPpJU/FWEbtDUdLy52qU3gy5CGtnQT7wwZXh5O4cC3+BuEj2uWQE BsC1cFE2BFSvyliErczuyg== 0000923382-97-000002.txt : 19970222 0000923382-97-000002.hdr.sgml : 19970222 ACCESSION NUMBER: 0000923382-97-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NASD GROUP MEMBERS: LINDA S. WILAND GROUP MEMBERS: PHILLIP A. WILAND GROUP MEMBERS: WILAND PHILLIP A / WILAND LINDA S SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCEPTS DIRECT INC CENTRAL INDEX KEY: 0000891035 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 521781893 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43550 FILM NUMBER: 97536916 BUSINESS ADDRESS: STREET 1: 1351 S SUNSET ST CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: 3037729171 MAIL ADDRESS: STREET 1: 1351 SOUTH SUNSET ST CITY: LONGMONT STATE: CO ZIP: 80501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILAND PHILLIP A / WILAND LINDA S CENTRAL INDEX KEY: 0000923382 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CONCEPTS DIRECT INC STREET 2: 1351 SOUTH SUNSET ST CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: 3037729171 MAIL ADDRESS: STREET 1: CONCEPTS DIRECT INC STREET 2: 1351 SOUTH SUNSET ST CITY: LONGMONT STATE: CO ZIP: 80501 SC 13G/A 1 STATEMENT OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Concepts Direct, Inc. (Name of Issuer) Common Stock, $0.10 Par Value (Title of Class of Securities) 206013 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. A fee is not required if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.)(See Rule 13d-7) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendments containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). This Amendment No. 4 to Schedule 13-G, amends the Schedule 13G previously filed by Phillip A. Wiland and Linda S. Wiland reporting beneficial ownership of more than five percent of the Common Stock of Concepts Direct, Inc. and Amendments 1, 2 and 3 to such Schedule 13G. The original Schedule 13G is filed herewith as Appendix A, pursuant to 13d-2(c) under the Securities Exchange Act of 1934, as amended. CUSIP No. 206013 10 4 13G Page 2 of Pages 1. NAME OF REPORTING PERSON S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON Phillip A. Wiland ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Colorado, United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 6. SHARED VOTING POWER 756,734 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 756,734 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 756,734 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 35.7% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILING OUT! CUSIP No. 206013 10 4 13G Page 3 of Pages 1. NAME OF REPORTING PERSON S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON Linda A. Wiland ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Colorado, United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 6. SHARED VOTING POWER 756,734 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 756,734 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 756,734 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 35.7% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILING OUT! ITEM 1. (a) Name of Issuer Concepts Direct, Inc. (b) Address of Issuer's Principal Executive Offices 1351 South Sunset Street Longmont, CO 80501 ITEM 2. (a) Name of Person Filing Phillip A. Wiland and Linda S. Wiland (b) Address of Principal Business Office or, in none, Residence 8000 North 41st Street Longmont, CO 80503 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock, $0.10 par value ("Shares") (e) CUSIP Number 206013 10 4 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13(d)-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(19) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(ii)(H) Not Applicable ITEM 4. OWNERSHIP If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned 756,734 (b) Percent of Class 35.7% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 0 (ii) shared power to vote or to direct the vote 756,734** (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct disposition of 756,734** ** Includes 6,450 shares held by Mr. Wiland as custodian for his minor children under the Uniform Gift to Minors Act and for which Mr. Wiland has sole voting and investment power and 2,300 shares owned by Mr. Wiland's daughter and for which Mr. Wiland shares voting and investment power. Does not include 20,600 shares held by Bank One as Trustee of an irrevocable trust for minor children of Phillip A. Wiland and Linda S. Wiland pursuant to a trust agreement dated as of September 30, 1986. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1997 By: /s/ Phillip A. Wiland ----------------------- Phillip A. Wiland By: /s/ Linda S. Wiland ----------------------- Linda S. Wiland APPENDIX A The original Schedule 13G is filed herewith as Appendix A, pursuant to 13d-2(c) under the Securities Exchange Act of 1934, as amended: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Concepts Direct, Inc. (Name of Issuer) Common Stock, $0.10 Par Value (Title of Class of Securities) 206013 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. A fee is not required if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.)(See Rule 13d-7) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendments containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 206013 10 4 13G Page 2 of Pages 1. NAME OF REPORTING PERSON S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON Phillip A. Wiland ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Colorado, United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 6. SHARED VOTING POWER 324,742 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 324,742 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 324,742 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 35.7% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILING OUT! CUSIP No. 206013 10 4 13G Page 3 of Pages 1. NAME OF REPORTING PERSON S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON Linda A. Wiland ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Colorado, United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 6. SHARED VOTING POWER 324,742 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 324,742 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 324,742 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 35.7% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILING OUT! ITEM 1. (a) Name of Issuer Concepts Direct, Inc. (b) Address of Issuer's Principal Executive Offices 1351 South Sunset Street Longmont, CO 80501 ITEM 2. (a) Name of Person Filing Phillip A. Wiland and Linda S. Wiland (b) Address of Principal Business Office or, in none, Residence 7334 South Meadow Court Boulder, CO 80301 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock, $0.10 par value ("Shares") (e) CUSIP Number 206013 10 4 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13(d)-2(b), check whether the person filing is a: Not Applicable ITEM 4. OWNERSHIP If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned 324,742 (b) Percent of Class 35.7% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 0 (ii) shared power to vote or to direct the vote 324,742** (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct disposition of 324,742** ** Does not include 11,500 shares held by First National Bank in Boulder as Trustee of an irrevocable trust for minor children of Phillip A. and Linda S. Wiland pursuant to a trust agreement dated as of September 30, 1986. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 1993 By: /s/ Phillip A. Wiland ----------------------- Phillip A. Wiland By: /s/ Linda S. Wiland ----------------------- Linda S. Wiland -----END PRIVACY-ENHANCED MESSAGE-----