0001209191-22-041361.txt : 20220706 0001209191-22-041361.hdr.sgml : 20220706 20220706184234 ACCESSION NUMBER: 0001209191-22-041361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frohning Andrea L. CENTRAL INDEX KEY: 0001591945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20572 FILM NUMBER: 221070149 MAIL ADDRESS: STREET 1: 13515 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-01 0 0000891024 PATTERSON COMPANIES, INC. PDCO 0001591945 Frohning Andrea L. 1031 MENDOTA HEIGHTS ROAD ST. PAUL MN 55120 0 1 0 0 Chief Human Resources Officer Common Stock 2022-07-01 4 F 0 3585 30.59 D 37897 D Common Stock 2022-07-01 4 F 0 1556 30.59 D 36341 D Common Stock 2022-07-01 4 A 0 4904 30.59 A 41245 D Common Stock 1098 I By ESOP Employee Stock Options 30.59 2022-07-01 4 A 0 16892 30.59 A 2032-07-01 Common Stock 16892 16892 D Employee Stock Options 30.77 2031-07-01 Common Stock 17339 17339 D Employee Stock Options 23.57 2030-07-14 Common Stock 22026 22026 D Employee Stock Options 22.25 2029-07-01 Common Stock 30030 30030 D Employee Stock Options 22.48 2021-07-01 2028-07-01 Common Stock 10009 10009 D On July 1, 2022, the restricted stock unit ("RSU") equivalents vested per the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan) and were paid out in common stock. The Company withheld shares to satisfy the tax liability associated with the vesting. Includes an aggregate of 14,541 RSUs awarded on 7/1/2018, 7/1/2019, 7/14/2020 and 7/1/2021 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 6,649 units vest 7/1/2022, 2,156 units vest 7/1/2023, 4,243 units vest 7/14/2023 and 1,493 units vest 7/1/2024. Represents shares of common stock withheld to satisfy a portion of tax liability upon the lapse of restrictions on RSUs issued pursuant to the Plan. Includes an aggregate of 7,891 RSUs awarded on 7/1/2018, 7/1/2019, 7/14/2020 and 7/1/2021 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 2,157 units vest 7/1/2023, 4,243 units vest 7/14/2023 and 1,491 units vest 7/1/2024. Represents RSUs awarded on 7/1/2022 to Reporting Person pursuant to the Plan. The RSUs awarded vest, assuming continued employment, 33.3% on 7/1/2023, 33.3% on 7/1/2024 and 33.4% on 7/1/2025. Represents shares of common stock indirectly held by Reporting Person's Employee Stock Ownership Plan ("ESOP") account through April 29, 2022. Stock options granted pursuant to the Plan on 7/1/2022. Options are exercisable as follows: 33.3% on 7/1/2023, 33.3% on 7/1/2024 and 33.4% on 7/1/2025. Stock options granted pursuant to the Plan on 7/1/2021. Options are exercisable as follows: 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024. Stock options granted pursuant to the Plan on 7/14/2020. Options are exercisable as follows: 33.3% on 7/14/2021, 33.3% on 7/14/2022 and 33.4% on 7/14/2023. Stock options granted pursuant to the Plan on 7/1/2019. Options are exercisable as follows: 33.3% on 7/1/2020, 33.3% on 7/1/2021 and 33.4% on 7/1/2022. Stock options granted pursuant to the Plan on 7/1/2018. Les B. Korsh, by Power of Attorney 2022-07-06