0001209191-21-045493.txt : 20210706 0001209191-21-045493.hdr.sgml : 20210706 20210706163715 ACCESSION NUMBER: 0001209191-21-045493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frohning Andrea L. CENTRAL INDEX KEY: 0001591945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20572 FILM NUMBER: 211074602 MAIL ADDRESS: STREET 1: 13515 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-01 0 0000891024 PATTERSON COMPANIES, INC. PDCO 0001591945 Frohning Andrea L. 1031 MENDOTA HEIGHTS ROAD ST. PAUL MN 55120 0 1 0 0 Chief Human Resources Officer Common Stock 2021-07-01 4 F 0 155 30.77 D 37090 D Common Stock 2021-07-01 4 A 0 4469 30.77 A 41559 D Common Stock 1070 I By ESOP Employee Stock Options 30.77 2021-07-01 4 A 0 17339 30.77 A 2031-07-01 Common Stock 17339 17339 D Employee Stock Options 23.57 2030-07-14 Common Stock 22026 22026 D Employee Stock Options 22.25 2029-07-01 Common Stock 30030 30030 D Employee Stock Options 22.48 2021-07-01 2028-07-01 Common Stock 10009 10009 D Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on restricted stock units ("RSUs") issued pursuant to the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan"). Includes an aggregate of 10,072 RSUs awarded on 7/1/2018, 7/1/2019 and 7/14/2020 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 5,161 units vest 7/1/2022, 668 units vest 7/1/2023 and 4,243 units vest 7/14/2023. Includes 12,810 RSU equivalents attributable to the July 1, 2020 determination by the Compensation Committee that the performance criteria for the period of April 27, 2019 through April 25, 2020 applicable to non-derivative performance units issued on July 1, 2019 had been satisfied. Subject to continued employment of the Reporting Person through July 1, 2022, the restricted stock unit equivalents will automatically convert into shares of common stock. Represents RSUs awarded on 7/1/2021 to Reporting Person pursuant to the Plan. The RSUs awarded vest, assuming continued employment, 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024. Represents shares of common stock indirectly held by Reporting Person's Employee Stock Ownership Plan ("ESOP") account through May 21, 2021. Stock options granted pursuant to the Plan on 7/1/2021. Options are exercisable as follows: 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024. Stock options granted pursuant to the Plan on 7/14/2020. Options are exercisable as follows: 33.3% on 7/14/2021, 33.3% on 7/14/2022 and 33.4% on 7/14/2023. Stock options granted pursuant to the Plan on 7/1/2019. Options are exercisable as follows: 33.3% on 7/1/2020, 33.3% on 7/1/2021 and 33.4% on 7/1/2022. Stock options granted pursuant to the Plan on 7/1/2018. Les B. Korsh, by Power of Attorney 2021-07-06