-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQ41/H7e2yvG9CuGsHyCPvxMTIr/wzXS2NfTYG9VFN2b1CeJIav8IRY97DRahi7I qa4PBHFd9qNiX74pdPLONw== 0001005477-99-005438.txt : 19991119 0001005477-99-005438.hdr.sgml : 19991119 ACCESSION NUMBER: 0001005477-99-005438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BELLET DAVID F CENTRAL INDEX KEY: 0000891001 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03282 FILM NUMBER: 99760204 BUSINESS ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2128085278 MAIL ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 13F-HR 1 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Crown Advisors, Ltd. ------------------------------------------ Address: 67 East Park Place, 8th Floor ------------------------------------------ Morristown, NJ 07960-3945 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. Chester A. Siuda --------------------------------------------- Title: President --------------------------------------------- Phone: 973-734-0909 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Morristown, NJ 11/15/99 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other [ ] reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this [ ] report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ----------------- ------------------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 ------------------------------- Form 13F Information Table Entry Total: 72 --------------------------- Form 13F Information Table Value Total: 285208 --------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File NumberName Name 1 28- Bellet David F. 2 Crown Associates III, LP 3 Crown Capital Management, Ltd. 4 Crown-Glynn Advisors, Ltd. 5 Crown-Glynn Associates, LP 6 Glynn John Walter Jr. dba Glynn Capital Management 7 Siuda Chester A. - ---- ------------------------ ------------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------------------------- ----- --------- -------- ------- -------- ------- ----------- ---- ------- ---- Abbott Laboratories COM 002824100 1761 48000 SH Defined 06 48000 Accrue Software COM 00437W102 7626 338940 SH Defined 06 338940 Advanced Fibre Comm. COM 00754A105 3938 177000 SH Defined 06 02 177000 Advent Software COM 00794108 17538 281730 SH Defined 02 05 03 06 281730 Agile Software Corp. COM 00846X105 12041 188148 SH Defined 06 02 188148 Alteon Web Systems COM 02145A109 12325 131115 SH Defined 06 131115 Amazon.com COM 023135106 5196 65000 SH Defined 06 02 65000 Applied Imaging COM 03820G106 28 30000 SH Defined 06 30000 Ariba COM 04033v104 723 5000 SH Defined 06 5000 ArthroCare Corp. COM 043136100 956 17500 SH Defined 06 17500 Aspect Telecom. COM 045237104 7412 436792 SH Defined 02 05 03 06 436792 Aspen Technology COM 045327103 4674 479428 SH Defined 02 05 03 06 479428 Avid Technology COM 05367P100 387 29461 SH Defined 02 05 03 06 29461 BP Amoco PLC COM 055622104 1056 9527 SH Defined 06 9527 Berkshire Hathaway Class A COM 084670108 825 15 SH Defined 06 15 Berkshire Hathaway Class B COM 084670207 1062 572 SH Defined 06 572 C-Cube Microsystems COM 125015107 12554 288600 SH Defined 06 02 288600 C/Net COM 125945105 9688 173000 SH Defined 06 02 173000 CBL & Assoc. Properties, Inc. COM 124830100 244 10000 SH Defined 06 10000 Cardio Thoracic Systems COM 141907105 1722 102800 SH Defined 06 102800 Career Builder, Inc. COM 141684100 2347 333800 SH Defined 06 02 333800 Carrier Access COM 144460102 418 10000 SH Defined 06 10000 Clelritek, Inc. COM 150926103 245 40000 SH Defined 06 40000 Clarify Inc. COM 180492100 7134 141800 SH Defined 06 02 141800 Concord EFS COM 206197105 7132 345788 SH Defined 02 05 03 345788 Covad COM 222814204 3052 70000 SH Defined 06 02 70000 Critical Path * (12,094 shrs in) COM 22674V100 3899 96647 SH Defined 06 96647 Dayton Hudson COM 239753106 1845 30720 SH Defined 06 30720 Digital Generation COM 25392110 1748 517939 SH Defined 06 02 517939 E-Toys COM 297862104 3162 47500 SH Defined 06 02 47500 Echelon Corporation COM 27874N105 667 87500 SH Defined 06 87500 Electronic Arts COM 285512109 20040 276888 SH Defined 02 05 03 06 276888 Fleetwood Enterprises COM 339099103 808 40000 SH Defined 06 40000 General Electric COM 369604103 2214 18672 SH Defined 06 18672 General Mills COM 370334104 541 6668 SH Defined 06 6668 Halliburton Co. COM 406216101 410 10000 SH Defined 06 10000 IBM COM 459200101 2858 23616 SH Defined 06 23616 Incyte Pharmaceuticals COM 45337C102 2673 115600 SH Defined 06 02 115600 Information Management Service COM 456923101 1957 381800 SH Defined 02 05 03 381800 Inhale Therapeutic Systems COM 457191104 3554 117000 SH Defined 06 02 117000 Inktomi COM 457277101 1921 16000 SH Defined 06 02 16000 Innovasive Devices COM 45766K104 771 97900 SH Defined 06 97900 Intel Corp. COM 458140100 3842 51696 SH Defined 06 51696 Intuit COM 461202103 10843 123700 SH Defined 06 02 123700 Johnson & Johnson COM 478160104 741 8064 SH Defined 06 8064 Legato Systems, Inc. COM 524651106 13488 309400 SH Defined 06 02 309400 Linear Technology COM 535678106 13020 221500 SH Defined 06 02 221500 Marimba COM 5678q109 2390 80000 SH Defined 06 02 80000 Micro Therapeutics COM 59500W100 449 39000 SH Defined 06 39000 Millennium Pharm. COM 599902103 4193 64500 SH Defined 06 02 64500 Molecular Devices COM 60851C107 5292 192433 SH Defined 06 02 192433 Nova Corp. COM 66784100 3030 121200 SH Defined 02 05 03 121200 Oakwood Homes Corporation COM 674098108 138 30624 SH Defined 06 30624 Opta Foods COM 68381N105 635 216150 SH Defined 02 05 03 06 216150 PMC-Sierra Inc. COM 69344F106 4163 45000 SH Defined 06 02 45000 Packeteer, Inc. COM 695210104 341 10000 SH Defined 06 10000 Pair Gain Tech. COM 695934109 5291 415000 SH Defined 02 05 03 415000 Pfizer, Inc. COM 717081103 2239 62400 SH Defined 06 62400 Premisys, Corp. COM 740584107 1845 222000 SH Defined 02 05 03 222000 ProBusiness COM 742674104 4633 172400 SH Defined 06 02 172400 Project Software COM 74339P101 7597 142000 SH Defined 02 05 03 06 142000 Proxim COM 744284100 2300 50000 SH Defined 06 02 50000 Rambus COM 750917106 3313 50000 SH Defined 06 02 50000 Rouse Co. COM 779273101 242 10500 SH Defined 06 10500 Royal Dutch Petrol COM 780257804 236 4000 SH Defined 06 4000 Santa Barbara Restaurant COM 801378100 262 133016 SH Defined 02 05 03 133016
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------------------------- ----- --------- -------- ------- -------- ------- ----------- ---- ------- ---- Schering-Plough COM 806605101 2757 63200 SH Defined 06 63200 Schlumberger Ltd. COM 806857108 499 8000 SH Defined 06 8000 Siebel COM 822170102 5830 87500 SH Defined 06 02 87500 Transaction Systems COM 893416107 4482 166040 SH Defined 06 02 166040 Vantive COM 922091103 5795 667100 SH Defined 02 05 03 06 667100 Vertex Pharm. COM 92532F100 4175 134410 SH Defined 02 05 03 06 134410
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: David F. Bellet ------------------------------------------ Address: The Lincoln Building, Suite 3405 ------------------------------------------ 60 East 42nd Street ------------------------------------------ New York, NY 10165 ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. David F. Bellet --------------------------------------------- Title: General Partner --------------------------------------------- Phone: 212-808-5278 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] New York, NY 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |X| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Crown Associates III, LP ------------------------------------------ Address: 67 East Park Place, 8th Floor ------------------------------------------ Morristown, NJ 07960-3945 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. Chester A. Siuda --------------------------------------------- Title: General Partner --------------------------------------------- Phone: 973-734-0909 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Morristown, NJ 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |X| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Crown Capital Management, Ltd. ------------------------------------------ Address: 67 East Park Place, 8th Floor ------------------------------------------ Morristown, NJ 07960-3945 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. Chester A. Siuda --------------------------------------------- Title: Managing Director --------------------------------------------- Phone: 973-734-0909 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Morristown, NJ 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |Xx| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Crown-Glynn Advisors, Ltd. ------------------------------------------ Address: 67 East Park Place, 8th Floor ------------------------------------------ Morristown, NJ 07960-3945 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. Chester A. Siuda --------------------------------------------- Title: Managing Director --------------------------------------------- Phone: 973-734-0909 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Morristown, NJ 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |X| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Crown-Glynn Associates, LP ------------------------------------------ Address: 67 East Park Place, 8th Floor ------------------------------------------ Morristown, NJ 07960-3945 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. Chester A. Siuda --------------------------------------------- Title: Managing Director --------------------------------------------- Phone: 973-734-0909 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Morristown, NJ 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |X| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: John W. Glynn Jr. dba Glynn Capital Management ------------------------------------------ Address: 3000 Sand Hill Road, Bldg 4-235 ------------------------------------------ Menlo Park, CA 94025 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. John Walter Glynn Jr. --------------------------------------------- Title: --------------------------------------------- Phone: 650-854-2215 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Menlo Park, CA 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |X| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ ---------- Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Chester A. Siuda ------------------------------------------ Address: 67 East Park Place, 8th Floor ------------------------------------------ Morristown, NJ 07960-3945 ------------------------------------------ ------------------------------------------ Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name. Chester A. Siuda --------------------------------------------- Title: --------------------------------------------- Phone: 973-734-0909 --------------------------------------------- Signature, Place, and Date of Signing: - --------------------------------- -------------------------- --------------- [Signature] Morristown, NJ 11/15/99 Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |X| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- Crown Advisors, Ltd. ----------------- ------------------------------------------------ [Repeat as necessary.] -----END PRIVACY-ENHANCED MESSAGE-----