-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBpd1wW4JA5wPfUAe15dgRzZoeIRel9W4YQR4xWqkwakvucEbgIhXE130yoXGbXU ZKIXz/RdI7NDEcdF2hycxA== 0001005477-97-001949.txt : 19970801 0001005477-97-001949.hdr.sgml : 19970801 ACCESSION NUMBER: 0001005477-97-001949 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970731 SROS: NASD GROUP MEMBERS: BELLET DAVID F GROUP MEMBERS: CHESTER A. SIUDA GROUP MEMBERS: CROWN ADVISORS, LTD. GROUP MEMBERS: CROWN ASSOCIATES III, LIMITED PARTNERSHIP GROUP MEMBERS: CROWN CAPITAL MANAGEMENT LTD. GROUP MEMBERS: CROWN PARTNERS III, L.P. GROUP MEMBERS: CROWN-GLYNN ADVISORS LTD. GROUP MEMBERS: CROWN-GLYNN ASSOCIATES, LIMITED PARTNERSHIP GROUP MEMBERS: CROWN-GLYNN PARTNERS, L.P. GROUP MEMBERS: DARYL MESSINGER GROUP MEMBERS: GLYNN BUCKLEY INVESTMENTS, L.P. GROUP MEMBERS: GLYNN CAPITAL MANAGEMENT GROUP MEMBERS: GLYNN EMERGING OPPORTUNITY FUND GROUP MEMBERS: GLYNN INVESTMENT, L.P., GROUP MEMBERS: JEFFREY S. HAMREN GROUP MEMBERS: JOHN W. GLYNN, JR. GROUP MEMBERS: MARGARET S. MCNAMARA GROUP MEMBERS: MCMORGAN FUND II, L.P. GROUP MEMBERS: STEVEN ROSSTON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH MANAGEMENT INC/DE CENTRAL INDEX KEY: 0000791164 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 752096632 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41594 FILM NUMBER: 97648705 BUSINESS ADDRESS: STREET 1: 4250 VETERANS MEMORIAL HGWY STREET 2: STE 400 WEST CITY: HOLBROOK STATE: NY ZIP: 11741 BUSINESS PHONE: 5169810034 MAIL ADDRESS: STREET 1: 4250 VETERANS MEMORIAL HIGHWAY CITY: HOLBROOK STATE: NY ZIP: 11741 FORMER COMPANY: FORMER CONFORMED NAME: HOMECARE MANAGEMENT INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COSMOS RESOURCES INC DATE OF NAME CHANGE: 19880314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BELLET DAVID F CENTRAL INDEX KEY: 0000891001 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2128085278 MAIL ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 SC 13G/A 1 AMENDMENT NO. 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Health Management Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 42219M100 -------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Index to Exhibits is on Page 25 Page 1 of 26 CUSIP No. 42219M100 13G Page 2 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Emerging Opportunity Fund - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 37,475 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 37,475 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 37,475 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 3 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Capital Management - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 434,213 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 434,213 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 434,213 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 2.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IA 00 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 4 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown-Glynn Advisors, Ltd. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 107,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 107,100 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 107,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .6% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* CO IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 5 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Advisors, Ltd. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 253,938 Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 253,938 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 253,938 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* CO IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 6 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Capital Management, Ltd. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 146,838 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 146,838 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 146,838 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .8% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* CO IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 7 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Partners III, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 92,000 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 92,000 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 92,000 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 8 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown-Glynn Partners, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 15,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power -------------------------------------------------------- 8 Shared Dispositive Power 15,100 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 15,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 9 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Investment, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 12,700 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 12,700 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 12,700 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 10 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Associates III, Limited Partnership - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 92,000 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 92,000 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 92,000 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 11 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown-Glynn Associates, Limited Partnership - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 15,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 15,100 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 15,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 12 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person John W. Glynn, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 15,000 shares of Common Stock Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 434,213 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 15,000 shares of Common Stock -------------------------------------------------------- 8 Shared Dispositive Power 434,213 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 449,213 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 2.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 13 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Buckley Investments, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 12,050 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 12,050 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 12,050 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 14 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person McMorgan Fund II, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 29,750 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 29,750 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 29,750 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) .2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 15 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Darryl Messinger - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 355 shares of Common Stock Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 434,213 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 355 shares of Common Stock -------------------------------------------------------- 8 Shared Dispositive Power 434,213 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 434,568 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 2.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 16 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Steven Rosston - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 266 shares of Common Stock Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 434,213 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 266 shares of Common Stock -------------------------------------------------------- 8 Shared Dispositive Power 434,213 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 434,479 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 2.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 17 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David F. Bellet - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 27,426 shares of Common Stock Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 253,938 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 27,426 shares of Common Stock -------------------------------------------------------- 8 Shared Dispositive Power 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 281,364 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.6% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 18 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Chester A. Siuda - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 253,938 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 19 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Margaret S. McNamara - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 253,938 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 42219M100 13G Page 20 of 26 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Jeffrey S. Hamren - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 253,938 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 253,938 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13G, previously filed by certain of the persons named herein on February 15, 1996 is hereby amended. Item 1(a) Name of Issuer: Health Management Systems, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 401 Park Avenue, New York, NY 10016 Item 2(a) Names of Person Filing See cover pages. Item 2(b) Address of Principal Business Office or, if none Residence: As to the following filing persons: Crown-Glynn Associates, Limited Partnership Crown Associates III, Limited Partnership Crown Partners III, L.P. Crown-Glynn Partners, L.P. Crown-Glynn Advisors Ltd. Crown Capital Management Ltd. Chester A. Siuda Margaret S. McNamara Jeffrey S. Hamren Crown Advisors, Ltd. 67 East Park Place 8th Floor Morristown, NJ 07960 As to the following filing person: David F. Bellet 60 East 42nd Street, Suite 3405 New York, NY 10165 As to the following filing persons: Glynn Buckley Investments, L.P. McMorgan Fund II, L.P. Glynn Capital Management Glynn Emerging Opportunity Fund Glynn Investment, L.P., John W. Glynn, Jr. Steven Rosston Daryl Messinger 3000 Sand Hill Road Building 4, Suite 235 Menlo Park, CA 94025 Item 2(c) Citizenship: See cover pages Page 21 of 26 Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 42219M100 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a : (a) Broker or Dealer registered under Section 15 of the Act, (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance Company as defined in Section 3(a)(19) of the Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e) *Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G), (h) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H). ---------- * As to Crown Advisors, Ltd., Crown-Glynn Advisors, Ltd., Crown Capital Management Ltd., Glynn Capital Management, Crown Advisory, Ltd., Glynn Buckley Investment, L.P. and McMorgan II Fund, L.P. Item 4. Ownership: See cover pages. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Page 22 of 26 Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 23 of 26 13-G SIGNATURE PAGE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 1997 CROWN-GLYNN ASSOCIATES, LIMITED /s/ John W. Glynn, Jr. PARTNERSHIP ------------------------------------ By Crown-Glynn Partners, L.P. as John W. Glynn, Jr.* General Partner /s/ Steven Rosston ------------------------------------ Steven Rosston CROWN ASSOCIATES III, LIMITED /s/ Daryl Messinger PARTNERSHIP ------------------------------------ By Crown-Glynn Partners III, L.P. as Daryl Messinger General Partner CROWN PARTNERS III, L.P. /s/ David F. Bellet ------------------------------------ David F. Bellet CROWN-GLYNN PARTNERS, L.P. /s/ Chester A. Siuda ------------------------------------ Chester A. Siuda By /s/ David F. Bellet /s/ Jeffrey S. Hamren -------------------------------- ------------------------------------ General Partner Jeffrey S. Hamren /s/ Margaret S. McNamara ------------------------------------ Margaret S. McNamara CROWN CAPITAL MANAGEMENT LTD. CROWN ADVISORS, LTD. CROWN-GLYNN ADVISORS, LTD. By /s/ David F. Bellet -------------------------------- - ---------- * Individually and on behalf of Glynn Capital Management, Glynn Emerging Opportunity Fund, Glynn Investment L.P., GCM Pension, Glynn Buckley Investments, L.P., McMorgan Fund, L.P. Page 24 of 26 Index to Exhibits Joint Filing Agreement.................................................. Page 26 Page 25 of 26 EX-99.1 2 JOINT FILING AGREEMENT JOINT FILING AGREEMENT Each of the undersigned hereby agrees that the Schedule 13G filed on the date hereof has been filed on behalf of each of the undersigned. Dated: February 14, 1997 CROWN-GLYNN ASSOCIATES, LIMITED /s/ John W. Glynn, Jr. PARTNERSHIP ------------------------------------ By Crown-Glynn Partners, L.P. as John W. Glynn, Jr.* General Partner /s/ Steven Rosston ------------------------------------ Steven Rosston CROWN ASSOCIATES III, LIMITED /s/ Daryl Messinger PARTNERSHIP ------------------------------------ By Crown-Glynn Partners III, L.P. as Daryl Messinger General Partner CROWN PARTNERS III, L.P. /s/ David F. Bellet ------------------------------------ David F. Bellet CROWN-GLYNN PARTNERS, L.P. /s/ Chester A. Siuda ------------------------------------ Chester A. Siuda By /s/ David F. Bellet /s/ Jeffrey S. Hamren -------------------------------- ------------------------------------ General Partner Jeffrey S. Hamren /s/ Margaret S. McNamara ------------------------------------ Margaret S. McNamara CROWN CAPITAL MANAGEMENT LTD. CROWN ADVISORS, LTD. CROWN-GLYNN ADVISORS, LTD. By /s/ David F. Bellet -------------------------------- - ---------- * Individually and on behalf of Glynn Capital Management, Glynn Emerging Opportunity Fund, Glynn Investment L.P., GCM Pension, Glynn Buckley Investments, L.P., McMorgan Fund, L.P. Page 26 of 26 -----END PRIVACY-ENHANCED MESSAGE-----