-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OslOxuI2XXavgY6HEQsAl5nreRxCfV4t8IUVyraftKwMgAlpznuPJIhA0gzS3W+/ UO6TJ/AGaBSCmUT0CwLMAA== 0001005477-99-002455.txt : 19990518 0001005477-99-002455.hdr.sgml : 19990518 ACCESSION NUMBER: 0001005477-99-002455 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BELLET DAVID F CENTRAL INDEX KEY: 0000891001 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03282 FILM NUMBER: 99627523 BUSINESS ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2128085278 MAIL ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 13F-HR 1 FORM 13F ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Crown Advisors, Ltd. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 67 East Park Place, 8th Floor Morristown New Jersey 07960-3945 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chester A. Siuda, President (973) 734-0909 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Morristown and State of New Jersey on the 15 day of May, 1999. Crown Advisors, Ltd. ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 6 Name: 13F File 3 - -------------------------------------------------- ------------- 1. Bellet, David F. - -------------------------------------------------- ------------- 2. Crown Associates III, L.P. - -------------------------------------------------- ------------- 3. Crown Capital Management, Ltd. - -------------------------------------------------- ------------- 4. Crown-Glynn Advisors, Ltd. - -------------------------------------------------- ------------- 5. Crown-Glynn Associates, LP - -------------------------------------------------- ------------- 6. Glynn Buckley Investments, LP - -------------------------------------------------- ------------- 7. Glynn Capital Management - -------------------------------------------------- ------------- 8. Glynn Emerging Opportunity Fund, LP - -------------------------------------------------- ------------- 9. Glynn-Hume Investments, L.P. - -------------------------------------------------- ------------- 10. Glynn Investments, LP - -------------------------------------------------- ------------- 11. Glynn John Walter Jr. - -------------------------------------------------- ------------- 12. Glynn Management, GP - -------------------------------------------------- ------------- 13. Glynn Management II, GP - -------------------------------------------------- ------------- 14. Glynn-Nelke Investments, LP - -------------------------------------------------- ------------- 15. Glynn Peterson Investments, LP - -------------------------------------------------- ------------- 16. Glynn Ventures III, LP - -------------------------------------------------- ------------- 17. Glynn Ventures IV, LP - -------------------------------------------------- ------------- 18. The McMorgan Fund II, LP - -------------------------------------------------- ------------- 19. Siuda, Chester, A. - -------------------------------------------------- ------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 19 ------------ Form 13F Information Table Entry Total: 339 ------------ Form 13F Information Table Value Total: $ 259,886 ------------ (thousands) Page 1 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Public Securities Abbot Laboratories COM 002824100 2,247 48,000 2 7,11 48,000 Advanced Fibre Comm. COM 00754A105 1,345 140,200 2 7,11 140,200 915 95,400 2 8,11 95,400 315 32,800 2 6,11 32,800 813 84,700 2 1,2,4,11,19 84,700 396 41,300 2 1,4,5,11,19 41,300 3,411 355,500 2 1,3,11,19 355,500 320 33,400 2 10,11 33,400 637 66,400 2 11,18 66,400 116 12,100 2 11,14 12,100 97 10,100 2 11,15 10,100 Advent Software COM 007974108 2,810 56,200 2 7,11 56,200 1,725 34,500 2 8,11 34,500 630 12,600 2 6,11 12,600 725 14,500 2 1,2,4,11,19 14,500 320 6,400 2 1,4,5,11,19 6,400 4,656 93,120 2 1,3,11,19 93,120 600 12,000 2 10,11 12,000 70 1,400 2 9,11 1,400
Page 2 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 1,165 23,300 2 11,18 23,300 225 4,500 2 11,14 4,500 190 3,800 2 11,15 3,800 Amazon.com COM 766 4,450 2 7,11 4,450 525 3,050 2 8,11 3,050 189 1,100 2 6,11 1,100 172 1,000 2 10,11 1,000 34 200 2 9,11 200 344 2,000 2 11,18 2,000 69 400 2 11,14 400 52 300 2 11,15 300 Applied Imaging COM 03820G106 28 30,000 2 11,13,17 30,000 ArthroCare Corp. COM 043136100 289 17,500 2 11,13,17 17,500 Aspect Telecom. COM 045237104 1,154 174,196 2 7,11 174,196 664 100,200 2 8,11 100,200 208 31,400 2 6,11 31,400 295 44,500 2 1,2,4,11,19 44,500 143 21,600 2 1,4,5,11,19 21,600 1,686 254,500 2 1,3,11,19 254,500 207 31,196 2 10,11 31,196
Page 3 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 60 9,000 2 9,11 9,000 462 69,700 2 11,18 69,700 83 12,500 2 11,14 12,500 68 10,200 2 11,15 10,200 15 2,200 2 11,12,16 2,200 Aspen Technology COM 045327103 1,711 120,600 2 7,11 120,600 929 65,500 2 8,11 65,500 404 28,500 2 6,11 28,500 626 44,100 2 1,2,4,11,19 44,100 304 21,400 2 1,4,5,11,19 21,400 3,099 218,428 2 1,3,11,19 218,428 318 22,400 2 10,11 22,400 45 3,200 2 9,11 3,200 742 52,300 2 11,18 52,300 150 10,600 2 11,14 10,600 99 7,000 2 11,15 7,000 14 1,000 2 11,12,16 1,000 Aurora Biosciences COM 051920106 209 31,100 2 7,11 31,100 11 1,600 2 8,11 1,600 99 14,800 2 6,11 14,800
Page 4 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 97 14,500 2 10,11 14,500 31 4,600 2 11,15 4,600 Avid Technology COM 05367P100 1,440 82,559 2 7,11 82,559 1,009 57,845 2 8,11 57,845 403 23,100 2 6,11 23,100 649 37,200 2 1,2,4,11,19 37,200 314 18,000 2 1,4,5,11,19 18,000 2,185 125,300 2 1,3,11,19 125,300 381 21,867 2 10,11 21,867 59 3,400 2 9,11 3,400 699 40,090 2 11,18 40,090 148 8,500 2 11,14 8,500 124 7,100 2 11,15 7,100 9 500 2 11,12,16 500 BMC Software COM 055921100 2,571 69,369 2 7,11 63,369 1,827 49,295 2 8,11 49,295 630 16,993 2 6,11 16,993 694 18,731 2 10,11 18,731
Page 5 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 199 5,366 2 11,14 5,366 148 3,983 2 11,15 3,983 BP Amoco PLC COM 962 9,527 2 7,11 9,527 Berkshire Hathaway Class A COM 084670108 1,071 15 2 11,18 15 Berkshire Hathaway Class B COM 084670207 1,300 553 2 7,11 553 45 19 2 11,18 19 C-Cube Microsystems COM 125015107 2,356 118,900 2 7,11 118,900 1,496 75,500 2 8,11 75,500 541 27,300 2 6,11 27,300 317 16,000 2 1,2,4,11,19 16,000 153 7,700 2 1,4,5,11,19 7,700 1,115 56,300 2 1,3,11,19 56,300 79 4,000 2 9,11 4,000 1,018 51,400 2 11,18 51,400 194 9,800 2 11,14 9,800 162 8,200 2 11,15 8,200 C/Net COM 125945105 2,837 30,800 2 7,11 30,800 1,953 21,200 2 8,11 21,200 700 7,600 2 6,11 7,600 682 7,400 2 10,11 7,400 1,437 15,600 2 11,18 15,600 258 2,800 2 11,14 2,800
Page 6 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 203 2,200 2 11,15 2,200 CBL & Assoc. Properties, Inc. COM 124830100 465 20,000 2 7,11 20,000 Cardio Thoracic Systems COM 141907105 354 37,000 2 7,11 37,000 258 27,000 2 6,11 27,000 269 28,100 2 8,11 28,100 43 4,500 2 10,11 4,500 37 3,900 2 11,18 3,900 58 6,100 2 11,14 6,100 11 1,200 2 11,15 1,200 Carrier Access COM 773 10,000 2 11,13,17 10,000 Celeritek, Inc. COM 1509926103 160 40,000 2 11,12,16 40,000 Clarify Inc. COM 180492100 2,028 76,000 2 7,11 76,000 1,278 47,900 2 8,11 47,900 475 17,800 2 6,11 17,800 1,233 46,200 2 1,2,4,11 46,200 590 22,100 2 1,4,5,11,19 22,100 2,501 93,700 2 1,3,11,19 93,700 454 17,000 2 10,11 17,000 1,017 38,100 2 11,18 38,100 195 7,300 2 11,14 7,300
Page 7 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 168 6,300 2 11,15 6,300 Concord EFS COM 206197105 1,148 41,650 2 1,2,4,11,19 41,650 557 20,200 2 1,4,5,11,19 20,200 5,338 193,675 2 1,3,11,19 193,675 Dayton Hudson COM 239753106 2,047 30,720 2 7,11 30,720 Digital Generation COM 253921100 578 132,200 2 7,11 132,200 356 81,300 2 8,11 81,300 121 27,700 2 6,11 27,700 736 168,170 2 1,2,4,11,19 168,170 356 81,305 2 1,4,5,11,19 81,305 1,124 256,825 2 1,3,11,19 256,825 151 34,600 2 10,11 34,600 478 109,167 2 11,12,16 109,167 781 178,572 2 11,13,17 178,572 368 84,200 2 11,18 84,200 58 13,300 2 11,14 13,300 39 8,900 2 11,15 8,900 13 3,000 2 11 3,000 Echelon Corporation COM 27874N105 757 75,674 2 8,11 75,674 875 87,500 2 11,12,16 87,500
Page 8 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Edify Corporation COM 280599101 903 166,046 2 7,11 166,046 542 99,600 2 8,11 99,600 256 47,000 2 6,11 47,000 222 40,800 2 1,2,4,11,19 40,800 109 20,100 2 1,4,5,11,19 20,100 1,227 225,600 2 1,3,11,19 225,600 188 34,545 2 10,11 34,545 242 44,444 2 11,12,16 44,444 486 89,400 2 11,18 89,400 71 13,000 2 11,14 13,000 59 10,900 2 11,15 10,900 8 1,500 2 11 1,500 Electronic Arts COM 285512109 3,421 72,024 2 7,11 72,024 2,059 43,350 2 8,11 43,350 665 14,000 2 6,11 14,000 1,226 25,800 2 1,2,4,11,19 25,800 594 12,500 2 1,4,5,11,19 12,500 5,102 107,420 2 1,3,11,19 107,420 748 15,744 2 10,11 15,744 90 1,900 2 9,11 1,900
Page 9 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 1,342 28,250 2 11,18 28,250 204 4,300 2 11,14 4,300 233 4,900 2 11,15 4,900 Fleetwood Enterprises COM 339099103 1,145 40,000 2 11,18 40,000 Fore Systems COM 1,581 83,600 2 1,2,4,11,19 83,600 773 40,900 2 1,4,5,11,19 40,900 5,256 278,000 2 1,3,11,19 278,000 General Electric COM 369604103 2,066 18,672 2 7,11 18,672 General Mills COM 370334104 504 6,668 2 7,11 6,668 Halliburton Co. COM 406216101 385 10,000 2 7,11 10,000 Harbinger COM 41145C103 383 56,700 2 1,2,4,11,19 56,700 173 25,650 2 1,4,5,11,19 25,650 1,419 210,150 2 1,3,11,19 210,150 IBM COM 459200101 2,093 11,808 2 7,11 11,808 ISS Group COM 450306105 239 3,000 2 8,11 3,000 Impath COM 45255G101 610 24,900 2 1,2,4,11,19 24,900 301 12,300 2 1,4,5,11,19 12,300 2,457 100,300 2 1,3,11,19 100,300 Incyte Pharmaceuticals COM 45337C102 716 35,700 2 7,11 35,700 654 32,600 2 8,11 32,600
Page 10 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 201 10,000 2 6,11 10,000 197 9,800 2 10,11 9,800 443 22,100 2 11,18 22,100 50 2,500 2 11,14 2,500 58 2,900 2 11,15 2,900 Information Management Services COM 456923101 209 98,400 2 1,2,4,11,19 98,400 101 47,300 2 1,4,5,11,19 47,300 581 273,600 2 1,3,11,19 273,600 Inhale Therapeutic Systems COM 457191104 1,166 43,000 2 7,11 43,000 781 28,800 2 8,11 28,800 225 8,300 2 6,11 8,300 258 9,500 2 10,11 9,500 654 24,100 2 11,18 24,100 81 3,000 2 11,14 3,000 76 2,800 2 11,15 2,800 Innovasive Devices COM 45766K104 141 42,500 2 11,12,16 42,500 184 55,400 2 11,13,17 55,400 Intel Corp. COM 458140100 3,073 25,848 2 7,11 25,848 Intuit COM 461202103 4,660 45,800 2 7,11 45,800 3,164 31,100 2 8,11 31,100
Page 11 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 1,068 10,500 2 6,11 10,500 692 6,800 2 1,2,4,11,19 6,800 326 3,200 2 1,4,5,11,19 3,200 7,405 72,775 2 1,3,11,19 72,775 1,007 9,900 2 10,11 9,900 2,483 24,400 2 11,18 24,400 193 1,900 2 11,14 1,900 326 3,200 2 11,15 3,200 Johnson & Johnson COM 478160104 754 8,064 2 7,11 8,064 Legato Systems, Inc. COM 524651106 2,623 50,800 2 7,11 50,800 1,905 36,900 2 8,11 36,900 640 12,400 2 6,11 12,400 3,671 71,100 2 1,3,11,19 71,100 620 12,000 2 10,11 12,000 93 1,800 2 9,11 1,800 1,291 25,000 2 11,18 25,000 227 4,400 2 11,14 4,400 201 3,900 2 11,15 3,900 Linear Technology COM 535678106 4,859 94,800 2 7,11 94,800 2,604 50,800 2 8,11 50,800
Page 12 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 1,107 21,600 2 6,11 21,600 2,798 54,600 2 11,18 54,600 246 4,800 2 11,14 4,800 144 2,800 2 11,15 2,800 26 500 2 11 500 Merant COM 587336108 90 9,200 2 1,2,4,11,19 9,200 45 4,600 2 1,4,5,11,19 4,600 278 28,475 2 1,3,11,19 28,475 Micro Therapeutics COM 59500W100 254 39,000 2 11,12,16 39,000 Millennium Pharm. COM 599902103 1,216 38,900 2 7,11 38,900 928 29,700 2 8,11 29,700 278 8,900 2 6,11 8,900 300 9,600 2 10,11 9,600 516 16,500 2 11,18 16,500 103 3,300 2 11,14 3,300 78 2,500 2 11,15 2,500 Molecular Devices COM 60851C107 1,399 51,800 2 7,11 51,800 799 29,600 2 8,11 29,600 332 12,300 2 6,11 12,300 324 12,000 2 10,11 12,000
Page 13 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 1,440 53,333 2 11,12,16 53,333 51 1,900 2 9,11 1,900 618 22,900 2 11,18 22,900 127 4,700 2 11,14 4,700 105 3,900 2 11,15 3,900 Natural Microsystems COM 638882100 224 45,400 2 7,11 45,400 152 30,700 2 8,11 30,700 52 10,500 2 6,11 10,500 43 8,800 2 1,2,4,11,19 8,800 24 4,800 2 1,4,5,11,19 4,800 112 22,600 2 1,3,11,19 22,600 58 11,700 2 10,11 11,700 196 39,700 2 11,18 39,700 5 1,000 2 11 1,000 Nova Corp. COM 662 25,200 2 1,2,4,11,19 25,200 328 12,500 2 1,4,5,11,19 12,500 2,192 83,500 2 1,3,11,19 83,500 Oakwood Homes Corporation COM 674098108 429 30,624 2 11,18 30,624 Opta Foods COM 68381N105 148 58,540 2 7,11 58,540 146 57,500 2 8,11 57,500
Page 14 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 48 19,000 2 6,11 19,000 396 156,446 2 1,2,4,11,19 156,446 217 85,918 2 1,4,5,11,19 85,918 411 162,546 2 1,3,11,19 162,546 35 13,900 2 10,11 13,900 107 42,450 2 11,18 42,450 18 7,100 2 11,14 7,100 16 6,500 2 11,15 6,500 PMC-Sierra Inc. COM 584 8,200 2 7,11 8,200 370 5,200 2 8,11 5,200 142 2,000 2 6,11 2,000 135 1,900 2 10,11 1,900 21 300 2 9,11 300 256 3,600 2 11,18 3,600 50 700 2 11,14 700 43 600 2 11,15 600 Pair Gain Tech. COM 695934109 1,190 122,000 2 1,2,4,11,19 122,000 585 60,000 2 1,4,5,11,19 60,000 4,076 418,000 2 1,3,11,19 418,000 Pfizer, Inc.. COM 717081103 2,886 20,800 2 7,11 20,800
Page 15 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Phoenix International LTD COM 719078107 424 86,900 2 1,2,4,11,19 86,900 173 35,500 2 1,4,5,11,19 35,500 1,292 265,050 2 1,3,11,19 265,050 Premisys, Corp. COM 888 103,000 2 1,2,4,11,19 103,000 440 51,000 2 1,4,5,11,19 51,000 2,984 346,000 2 1,3,11,19 346,000 ProBusiness COM 742674104 1,380 32,850 2 7,11 32,850 863 20,550 2 8,11 20,550 252 6,000 2 6,11 6,000 315 7,500 2 10,11 7,500 630 15,000 2 11,18 15,000 158 3,750 2 11,14 3,750 95 2,250 2 11,15 2,250 Project Software COM 74339P101 1,419 57,900 2 7,11 57,900 1,068 43,600 2 8,11 43,600 360 14,700 2 6,11 14,700 929 37,900 2 1,2,4,11,19 37,900 451 18,400 2 1,4,5,11,19 18,400 2,470 100,800 2 1,3,11,19 100,800 336 13,700 2 10,11 13,700
Page 16 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 603 24,600 2 11,18 24,600 140 5,700 2 11,14 5,700 110 4,500 2 11,15 4,500 29 1,200 2 11 1,200 Proxim COM 744284100 282 9,800 2 1,2,4,11,19 9,800 135 4,700 2 1,4,5,11,19 4,700 1,164 40,500 2 1,3,11,19 40,500 Rouse Co. COM 779273101 233 10,500 2 7,11 10,500 Royal Dutch Petrol COM 780257804 208 4,000 2 7,11 4,000 Schering-Plough COM 806605101 3,492 63,200 2 7,11 63,200 Schlumberger Ltd. COM 806857108 482 8,000 2 7,11 8,000 Transaction Systems COM 893416107 1,336 37,100 2 7,11 37,100 821 22,800 2 8,11 22,800 295 8,200 2 6,11 8,200 274 7,600 2 10,11 7,600 47 1,300 2 9,11 1,300 554 15,400 2 11,18 15,400 108 3,000 2 11,14 3,000 90 2,500 2 11,15 2,500 Vantive COM 922091103 1,378 114,200 2 7,11 114,200
Page 17 of 18 FORM 13F --------------------- Name of Reporting (SEC USE ONLY) Manager Crown Advisors, Ltd. ------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 4: Investment Discretion Voting Authority (Shares) Item 2: Fair Item 5: ---------------------------- ------------------------- Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7: Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a) Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 998 82,700 2 8,11 82,700 340 28,200 2 6,11 28,200 1,084 89,900 2 1,2,4,11,19 89,900 531 44,000 2 1,4,5,11,19 44,000 2,528 209,600 2 1,3,11,19 209,600 288 23,900 2 10,11 23,900 683 56,600 2 11,18 56,600 106 8,800 2 11,14 8,800 99 8,200 2 11,15 8,200 12 1,000 2 11 1,000 Vertex Pharm. COM 92532F100 928 36,755 2 7,11 36,755 480 19,000 2 8,11 19,000 101 4,000 2 6,11 4,000 354 14,000 2 1,2,4,11,19 14,000 167 6,600 2 1,4,5,11,19 6,600 742 29,400 2 1,3,11,19 29,400 267 10,555 2 10,11 10,555 631 25,000 2 11,18 25,000 61 2,400 2 11,14 2,400 43 1,700 2 11,15 1,700
EX-99.1 2 EXHIBIT TO FORM 13 F EXHIBIT TO FORM 13 F The information with respect to securities positions is included on the form for Crown Advisors ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| David F. Bellet - -------------------------------------------------------------------------------- Name of Institutional Investment Manager The Lincoln Building, Suite 3405 60 East 42nd Street New York, NY 10165 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) David F. Bellet, General Partner (212) 808-5278 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City New York and State of New York on the 15 day of May, 1999. David F. Bellet ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Crown Associates III, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 67 East Park Place, 8th Floor Morristown New Jersey 07960-3945 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chester A. Siuda, General Partner (973) 734-0909 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Morristown and State of New Jersey on the 15 day of May, 1999. Crown Associates III, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Crown Capital Management, Ltd. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 67 East Park Place, 8th Floor Morristown New Jersey 07960-3945 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chester A. Siuda, Managing Director (973) 734-0909 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Morristown and State of New Jersey on the 15 day of May, 1999. Crown Capital Management, Ltd. ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Crown-Glynn Advisors, Ltd. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 67 East Park Place, 8th Floor Morristown New Jersey 07960-3945 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chester A. Siuda, Managing Director (973) 734-0909 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Morristown and State of New Jersey on the 15 day of May, 1999. Crown-Glynn Advisors, Ltd. ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Crown-Glynn Associates, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 67 East Park Place, 8th Floor Morristown New Jersey 07960-3945 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chester A. Siuda, Managing Director (973) 734-0909 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Morristown and State of New Jersey on the 15 day of May, 1999. Crown-Glynn Associates, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Buckley Investments, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Buckley Investments, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Capital Management - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Capital Management ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Emerging Opportunity Fund, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Emerging Opportunity Fund, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn-Hume Investments, L.P. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn-Hume Investments, L.P. ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Investments, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Investments, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| John Walter Glynn Jr. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., Trustee (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. John Walter Glynn Jr. ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Management, GP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Management, GP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Management II, GP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Management II, GP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn-Nelke Investments, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn-Nelke Investments, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Peterson Investments, L.P. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Peterson Investments, L.P. ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Ventures III, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Ventures III, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Glynn Ventures IV, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. Glynn Ventures IV, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| The McMorgan Fund II, LP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 3000 Sandhill Road, Building 4-235 Menlo Park California 94025 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) John Walter Glynn Jr., General Partner (650) 854-2215 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Menlo Park and State of California on the 15 day of May, 1999. The McMorgan Fund II, LP ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February, 1997 Estimated average burden hours per response......24.60 ----------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check |_| Chester A. Siuda - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 67 East Park Place, 8th Floor Morristown New Jersey 07960-3945 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chester A. Siuda (973) 734-0909 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City Morristown and State of New Jersey on the 15 day of May, 1999. Chester A. Siuda ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - -------------------------------------------------- ------------- 1. - -------------------------------------------------- ------------- 2. - -------------------------------------------------- ------------- 3. - -------------------------------------------------- ------------- 4. - -------------------------------------------------- ------------- 5. - -------------------------------------------------- ------------- 6. - -------------------------------------------------- ------------- 7. - -------------------------------------------------- ------------- 8. - -------------------------------------------------- ------------- 9. - -------------------------------------------------- ------------- 10. - -------------------------------------------------- ------------- -----END PRIVACY-ENHANCED MESSAGE-----