0000921895-13-000590.txt : 20130314
0000921895-13-000590.hdr.sgml : 20130314
20130314201643
ACCESSION NUMBER: 0000921895-13-000590
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130304
FILED AS OF DATE: 20130314
DATE AS OF CHANGE: 20130314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EFFRON CRAIG
CENTRAL INDEX KEY: 0001064687
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691909
MAIL ADDRESS:
STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP
STREET 2: 660 MADISON AVE 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHENKER CURTIS
CENTRAL INDEX KEY: 0001064688
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691907
MAIL ADDRESS:
STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP
STREET 2: 660 MADISON AVE 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCOGGIN WORLDWIDE FUND LTD
CENTRAL INDEX KEY: 0001274274
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691911
BUSINESS ADDRESS:
STREET 1: PO BOX 1348 GT
STREET 2: THIRD FLOOR HARBOR CENTRE
CITY: GRAND CAYMAN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 345-949-4123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chodry Dev
CENTRAL INDEX KEY: 0001571816
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691908
MAIL ADDRESS:
STREET 1: 660 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOLTEK COMPANIES INC
CENTRAL INDEX KEY: 0000890923
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 431311101
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3101 MCKELVEY RD
CITY: ST LOUIS
STATE: MO
ZIP: 63044
BUSINESS PHONE: 3142915110
MAIL ADDRESS:
STREET 1: 3101 MCKELVEY ROAD
CITY: ST LOUIS
STATE: MO
ZIP: 63044
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCOGGIN LLC
CENTRAL INDEX KEY: 0001086416
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691914
BUSINESS ADDRESS:
STREET 1: 660 MADISON AVENUE 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 212-355-2600
MAIL ADDRESS:
STREET 1: 660 MADISON AVENUE 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCOGGIN CAPITAL MANAGEMENT II LLC
CENTRAL INDEX KEY: 0001130262
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691913
BUSINESS ADDRESS:
STREET 1: 660 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123555600
MAIL ADDRESS:
STREET 1: 660 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: SCOGGIN CAPITAL MANAGEMENT LP II
DATE OF NAME CHANGE: 20001219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scoggin International Fund, Ltd.
CENTRAL INDEX KEY: 0001571812
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691912
BUSINESS ADDRESS:
STREET 1: C/O MOURANT CAYMAN NOMINEES, LTD.
STREET 2: 3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
BUSINESS PHONE: (212) 355-5600
MAIL ADDRESS:
STREET 1: C/O MOURANT CAYMAN NOMINEES, LTD.
STREET 2: 3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Old Bell Associates LLC
CENTRAL INDEX KEY: 0001571827
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691915
BUSINESS ADDRESS:
STREET 1: 660 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: (212) 355-5600
MAIL ADDRESS:
STREET 1: 660 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Old Bellows Partners LP
CENTRAL INDEX KEY: 0001571857
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20600
FILM NUMBER: 13691910
BUSINESS ADDRESS:
STREET 1: 660 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: (212) 355-5600
MAIL ADDRESS:
STREET 1: 660 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
3
1
form309241002h_03142013.xml
OWNERSHIP DOCUMENT
X0206
3
2013-03-04
0
0000890923
ZOLTEK COMPANIES INC
ZOLT
0001086416
SCOGGIN LLC
660 MADISON AVENUE 20TH FLOOR
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
0001130262
SCOGGIN CAPITAL MANAGEMENT II LLC
660 MADISON AVENUE
20TH FLOOR
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
0001571812
Scoggin International Fund, Ltd.
C/O MOURANT CAYMAN NOMINEES, LTD.
3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348
GRAND CAYMAN
E9
KY1-1108
CAYMAN ISLANDS
0
0
1
1
See Explanation of Responses
0001274274
SCOGGIN WORLDWIDE FUND LTD
C/O MOURANT CAYMAN NOMINEES, LTD.
3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348
GRAND CAYMAN
E9
KY1-1108
CAYMAN ISLANDS
0
0
1
1
See Explanation of Responses
0001571857
Old Bellows Partners LP
660 MADISON AVENUE
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
0001571827
Old Bell Associates LLC
660 MADISON AVENUE
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
0001571816
Chodry Dev
660 MADISON AVENUE
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
0001064687
EFFRON CRAIG
C/O SCOGGIN CAPITAL MANAGEMENT LP
660 MADISON AVE 20TH FL
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
0001064688
SCHENKER CURTIS
C/O SCOGGIN CAPITAL MANAGEMENT LP
660 MADISON AVE 20TH FL
NEW YORK
NY
10065
0
0
1
1
See Explanation of Responses
Common Stock, $0.01 Par Value
577000
I
By Scoggin Capital Management II LLC
Common Stock, $0.01 Par Value
577000
I
By Scoggin International Fund, Ltd.
Common Stock, $0.01 Par Value
273553
I
By Scoggin Worldwide Fund, Ltd.
This Form 3 is filed jointly by Scoggin LLC, a New York limited liability company ("Scoggin LLC"), Scoggin Capital Management II LLC, a Delaware limited liability company ("Scoggin Capital"), Scoggin International Fund, Ltd., a Cayman Islands exempted company ("Scoggin International"), Scoggin Worldwide Fund, Ltd., Cayman Islands exempted company ("Scoggin Worldwide"), Old Bellows Partners LP, a Delaware partnership ("Old Bellows"), Old Bell Associates LLC, a New York limited liability company ("Old Bell Associates"), Dev Chodry, Craig Effron and Curtis Schenker (collectively, the "Reporting Persons").
Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Shares of Common Stock beneficially owned by Scoggin Capital. Scoggin LLC, as the investment manager of Scoggin Capital, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Capital. Each of Messrs. Effron and Schenker, as the managing members of Scoggin LLC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Capital.
Shares of Common Stock beneficially owned by Scoggin International. Scoggin LLC, as the investment manager of Scoggin International, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin International. Each of Messrs. Effron and Schenker, as the managing members of Scoggin LLC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin International.
Shares of Common Stock beneficially owned by Scoggin Worldwide. Each of Old Bellows, as the investment manager of Scoggin Worldwide, Old Bell Associates, as the general partner of Old Bellows, and Mr. Chodry, as the managing member of Old Bell Associates, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Worldwide. Scoggin LLC, as the investment sub-manager of equity and event-driven investing for Scoggin Worldwide, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Worldwide. Each of Messrs. Effron and Schenker, as the managing members of Scoggin LLC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Worldwide.
SCOGGIN LLC; By: /s/ Craig Effron, Managing Member
2013-03-14
SCOGGIN CAPITAL MANAGEMENT II LLC; By: /s/ Craig Effron, Managing Member of the Investment Manager
2013-03-14
Scoggin International Fund, Ltd.; By: /s/ Craig Effron, Managing Member of the Investment Manager
2013-03-14
SCOGGIN WORLDWIDE FUND LTD; By: /s/ Dev Chodry, Managing Member of the General Partner of the Investment Manager
2013-03-14
Old Bellows Partners LP; By: /s/ Dev Chodry, Managing Member of the General Partner
2013-03-14
Old Bell Associates LLC; BY: /s/ Dev Chodry, Managing Member
2013-03-14
By: /s/ Dev Chodry
2013-03-14
By: /s/ CRAIG EFFRON
2013-03-14
By: /s/ CURTIS SCHENKER
2013-03-14