0000921895-13-000590.txt : 20130314 0000921895-13-000590.hdr.sgml : 20130314 20130314201643 ACCESSION NUMBER: 0000921895-13-000590 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EFFRON CRAIG CENTRAL INDEX KEY: 0001064687 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691909 MAIL ADDRESS: STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP STREET 2: 660 MADISON AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENKER CURTIS CENTRAL INDEX KEY: 0001064688 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691907 MAIL ADDRESS: STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP STREET 2: 660 MADISON AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOGGIN WORLDWIDE FUND LTD CENTRAL INDEX KEY: 0001274274 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691911 BUSINESS ADDRESS: STREET 1: PO BOX 1348 GT STREET 2: THIRD FLOOR HARBOR CENTRE CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-4123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chodry Dev CENTRAL INDEX KEY: 0001571816 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691908 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOLTEK COMPANIES INC CENTRAL INDEX KEY: 0000890923 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 431311101 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3101 MCKELVEY RD CITY: ST LOUIS STATE: MO ZIP: 63044 BUSINESS PHONE: 3142915110 MAIL ADDRESS: STREET 1: 3101 MCKELVEY ROAD CITY: ST LOUIS STATE: MO ZIP: 63044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOGGIN LLC CENTRAL INDEX KEY: 0001086416 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691914 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-355-2600 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOGGIN CAPITAL MANAGEMENT II LLC CENTRAL INDEX KEY: 0001130262 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691913 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555600 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: SCOGGIN CAPITAL MANAGEMENT LP II DATE OF NAME CHANGE: 20001219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scoggin International Fund, Ltd. CENTRAL INDEX KEY: 0001571812 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691912 BUSINESS ADDRESS: STREET 1: C/O MOURANT CAYMAN NOMINEES, LTD. STREET 2: 3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: (212) 355-5600 MAIL ADDRESS: STREET 1: C/O MOURANT CAYMAN NOMINEES, LTD. STREET 2: 3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Old Bell Associates LLC CENTRAL INDEX KEY: 0001571827 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691915 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: (212) 355-5600 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Old Bellows Partners LP CENTRAL INDEX KEY: 0001571857 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20600 FILM NUMBER: 13691910 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: (212) 355-5600 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 3 1 form309241002h_03142013.xml OWNERSHIP DOCUMENT X0206 3 2013-03-04 0 0000890923 ZOLTEK COMPANIES INC ZOLT 0001086416 SCOGGIN LLC 660 MADISON AVENUE 20TH FLOOR NEW YORK NY 10065 0 0 1 1 See Explanation of Responses 0001130262 SCOGGIN CAPITAL MANAGEMENT II LLC 660 MADISON AVENUE 20TH FLOOR NEW YORK NY 10065 0 0 1 1 See Explanation of Responses 0001571812 Scoggin International Fund, Ltd. C/O MOURANT CAYMAN NOMINEES, LTD. 3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348 GRAND CAYMAN E9 KY1-1108 CAYMAN ISLANDS 0 0 1 1 See Explanation of Responses 0001274274 SCOGGIN WORLDWIDE FUND LTD C/O MOURANT CAYMAN NOMINEES, LTD. 3RD FLOOR, HARBOUR CENTRE, P.O. BOX 1348 GRAND CAYMAN E9 KY1-1108 CAYMAN ISLANDS 0 0 1 1 See Explanation of Responses 0001571857 Old Bellows Partners LP 660 MADISON AVENUE NEW YORK NY 10065 0 0 1 1 See Explanation of Responses 0001571827 Old Bell Associates LLC 660 MADISON AVENUE NEW YORK NY 10065 0 0 1 1 See Explanation of Responses 0001571816 Chodry Dev 660 MADISON AVENUE NEW YORK NY 10065 0 0 1 1 See Explanation of Responses 0001064687 EFFRON CRAIG C/O SCOGGIN CAPITAL MANAGEMENT LP 660 MADISON AVE 20TH FL NEW YORK NY 10065 0 0 1 1 See Explanation of Responses 0001064688 SCHENKER CURTIS C/O SCOGGIN CAPITAL MANAGEMENT LP 660 MADISON AVE 20TH FL NEW YORK NY 10065 0 0 1 1 See Explanation of Responses Common Stock, $0.01 Par Value 577000 I By Scoggin Capital Management II LLC Common Stock, $0.01 Par Value 577000 I By Scoggin International Fund, Ltd. Common Stock, $0.01 Par Value 273553 I By Scoggin Worldwide Fund, Ltd. This Form 3 is filed jointly by Scoggin LLC, a New York limited liability company ("Scoggin LLC"), Scoggin Capital Management II LLC, a Delaware limited liability company ("Scoggin Capital"), Scoggin International Fund, Ltd., a Cayman Islands exempted company ("Scoggin International"), Scoggin Worldwide Fund, Ltd., Cayman Islands exempted company ("Scoggin Worldwide"), Old Bellows Partners LP, a Delaware partnership ("Old Bellows"), Old Bell Associates LLC, a New York limited liability company ("Old Bell Associates"), Dev Chodry, Craig Effron and Curtis Schenker (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares of Common Stock beneficially owned by Scoggin Capital. Scoggin LLC, as the investment manager of Scoggin Capital, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Capital. Each of Messrs. Effron and Schenker, as the managing members of Scoggin LLC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Capital. Shares of Common Stock beneficially owned by Scoggin International. Scoggin LLC, as the investment manager of Scoggin International, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin International. Each of Messrs. Effron and Schenker, as the managing members of Scoggin LLC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin International. Shares of Common Stock beneficially owned by Scoggin Worldwide. Each of Old Bellows, as the investment manager of Scoggin Worldwide, Old Bell Associates, as the general partner of Old Bellows, and Mr. Chodry, as the managing member of Old Bell Associates, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Worldwide. Scoggin LLC, as the investment sub-manager of equity and event-driven investing for Scoggin Worldwide, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Worldwide. Each of Messrs. Effron and Schenker, as the managing members of Scoggin LLC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Scoggin Worldwide. SCOGGIN LLC; By: /s/ Craig Effron, Managing Member 2013-03-14 SCOGGIN CAPITAL MANAGEMENT II LLC; By: /s/ Craig Effron, Managing Member of the Investment Manager 2013-03-14 Scoggin International Fund, Ltd.; By: /s/ Craig Effron, Managing Member of the Investment Manager 2013-03-14 SCOGGIN WORLDWIDE FUND LTD; By: /s/ Dev Chodry, Managing Member of the General Partner of the Investment Manager 2013-03-14 Old Bellows Partners LP; By: /s/ Dev Chodry, Managing Member of the General Partner 2013-03-14 Old Bell Associates LLC; BY: /s/ Dev Chodry, Managing Member 2013-03-14 By: /s/ Dev Chodry 2013-03-14 By: /s/ CRAIG EFFRON 2013-03-14 By: /s/ CURTIS SCHENKER 2013-03-14