0001235802-15-000034.txt : 20150402 0001235802-15-000034.hdr.sgml : 20150402 20150402155605 ACCESSION NUMBER: 0001235802-15-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150402 DATE AS OF CHANGE: 20150402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kill Robert CENTRAL INDEX KEY: 0001417173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 15747380 MAIL ADDRESS: STREET 1: VIRTUAL RADIOLOGIC CORPORATION STREET 2: 5995 OPUS PARKWAY, SUITE 200 CITY: MINNETONKA STATE: MN ZIP: 55343 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-03-31 0 0000890846 UROPLASTY INC UPI 0001417173 Kill Robert 5420 FELTL ROAD MINNETONKA MN 55343 1 1 0 0 President and CEO Common Stock 2015-03-31 4 D 0 431668 D 0 I By Trust Common Stock 2015-03-31 4 D 0 93332 D 0 D Stock Option (right to buy) 5.26 2015-03-31 4 D 0 4900 D 2017-12-05 Common Stock 4900 0 D Stock Option (right to buy) 4.83 2015-03-31 4 D 0 5475 D 2018-09-13 Common Stock 5475 0 D Stock Option (right to buy) 3.76 2015-03-31 4 D 0 7025 D 2019-03-12 Common Stock 7025 0 D Stock Option (right to buy) 2.34 2015-03-31 4 D 0 700000 D 2020-07-22 Common Stock 700000 0 D Disposed of pursuant to merger agreement between issuer and Cogentix Medical, Inc., formerly Vision-Sciences, Inc. ("Cogentix"), in exchange for 313,658 shares of Cogentix common stock on the effective date of the merger. These shares are subject to restricted stock assumed by Cogentix in the merger and replaced with 67,816 shares of Cogentix stock valued at $4.56 per shares. This option is fully vested, was assumed by Cogentix in the merger and replaced with an option to purchase 3,560 shares of Cogentix stock for $7.24 per share. This option is fully vested, was assumed by Cogentix in the merger and replaced with an option to purchase 3,978 shares of Cogentix stock for $6.65 per share. This option is fully vested, was assumed by Cogentix in the merger and replaced with an option to purchase 5,104 shares of Cogentix stock for $5.18 per share. This option, which provided for vesting in three almost equal annual installments beginning on July 23, 2014, was assumed by Cogentix in the merger and replaced with an option to purchase 508,633 shares of Cogentix stock for $3.23 per share. /s/ Brett Reynolds, attorney-in-fact 2015-04-02