0001235802-15-000034.txt : 20150402
0001235802-15-000034.hdr.sgml : 20150402
20150402155605
ACCESSION NUMBER: 0001235802-15-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150402
DATE AS OF CHANGE: 20150402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UROPLASTY INC
CENTRAL INDEX KEY: 0000890846
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411719250
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5420 FELTL ROAD
CITY: MINNETONKA
STATE: MN
ZIP: 55343
BUSINESS PHONE: (952) 426-6140
MAIL ADDRESS:
STREET 1: 5420 FELTL ROAD
CITY: MINNETONKA
STATE: MN
ZIP: 55343
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kill Robert
CENTRAL INDEX KEY: 0001417173
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32632
FILM NUMBER: 15747380
MAIL ADDRESS:
STREET 1: VIRTUAL RADIOLOGIC CORPORATION
STREET 2: 5995 OPUS PARKWAY, SUITE 200
CITY: MINNETONKA
STATE: MN
ZIP: 55343
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-31
0
0000890846
UROPLASTY INC
UPI
0001417173
Kill Robert
5420 FELTL ROAD
MINNETONKA
MN
55343
1
1
0
0
President and CEO
Common Stock
2015-03-31
4
D
0
431668
D
0
I
By Trust
Common Stock
2015-03-31
4
D
0
93332
D
0
D
Stock Option (right to buy)
5.26
2015-03-31
4
D
0
4900
D
2017-12-05
Common Stock
4900
0
D
Stock Option (right to buy)
4.83
2015-03-31
4
D
0
5475
D
2018-09-13
Common Stock
5475
0
D
Stock Option (right to buy)
3.76
2015-03-31
4
D
0
7025
D
2019-03-12
Common Stock
7025
0
D
Stock Option (right to buy)
2.34
2015-03-31
4
D
0
700000
D
2020-07-22
Common Stock
700000
0
D
Disposed of pursuant to merger agreement between issuer and Cogentix Medical, Inc., formerly Vision-Sciences, Inc. ("Cogentix"), in exchange for 313,658 shares of Cogentix common stock on the effective date of the merger.
These shares are subject to restricted stock assumed by Cogentix in the merger and replaced with 67,816 shares of Cogentix stock valued at $4.56 per shares.
This option is fully vested, was assumed by Cogentix in the merger and replaced with an option to purchase 3,560 shares of Cogentix stock for $7.24 per share.
This option is fully vested, was assumed by Cogentix in the merger and replaced with an option to purchase 3,978 shares of Cogentix stock for $6.65 per share.
This option is fully vested, was assumed by Cogentix in the merger and replaced with an option to purchase 5,104 shares of Cogentix stock for $5.18 per share.
This option, which provided for vesting in three almost equal annual installments beginning on July 23, 2014, was assumed by Cogentix in the merger and replaced with an option to purchase 508,633 shares of Cogentix stock for $3.23 per share.
/s/ Brett Reynolds, attorney-in-fact
2015-04-02