0001235802-15-000031.txt : 20150402 0001235802-15-000031.hdr.sgml : 20150402 20150402152502 ACCESSION NUMBER: 0001235802-15-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150402 DATE AS OF CHANGE: 20150402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Brett CENTRAL INDEX KEY: 0001323150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 15747151 MAIL ADDRESS: STREET 1: 2575 UNIVERSITY AVE. W CITY: ST. PAUL STATE: MN ZIP: 55114 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-03-31 0 0000890846 UROPLASTY INC UPI 0001323150 Reynolds Brett 5420 FELTL ROAD MINNETONKA MN 55343 0 1 0 0 Sr. Vice President and CFO Common Stock 2015-03-31 4 D 0 138000 D 0 D Stock Option (right to buy) 2.97 2015-03-31 4 D 0 100000 D 2020-08-11 Common Stock 100000 0 D Consists of 33,333 shares subject to restricted stock assumed by Cogentix Medical, Inc., formerly Vision-Sciences, Inc. ("Cogentix") in the merger agreement between issuer and Cogentix and replaced with 24,219 shares of Cogentix stock valued at $4.09 per share, 75,000 shares subject to restricted stock assumed by Cogentix and replaced with 54,495 shares of Cogentix stock valued at $4.56 per share and 29,667 shares disposed of pursuant to the merger agreement in exchange for 21,556 shares of Cogentix common stock on the effective date of the merger. This option, which provided for vesting in three almost equal annual installments beginning on August 12, 2014, was assumed by Cogentix in the merger and replaced with an option to purchase 72,661 shares of Cogentix stock for $4.09 per share. /s/ Brett Reynolds 2015-04-02