-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LG2gGoQK5YXTFsGMdB5O2LWtObTT1Lk1ZInyNAMzwhYYYTlbZpn8EN46IIQDRy9G 02PZNLucBq2tYjDIBKSS4w== 0001209191-11-005452.txt : 20110128 0001209191-11-005452.hdr.sgml : 20110128 20110128123246 ACCESSION NUMBER: 0001209191-11-005452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110127 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERREGRAVEN MARC CENTRAL INDEX KEY: 0001206038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 11554691 MAIL ADDRESS: STREET 1: 1757 SNELLING AVENUE CITY: FALCON HEIGHTS STATE: MN ZIP: 55113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 4 1 c11605_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-01-27 0000890846 UROPLASTY INC UPI 0001206038 HERREGRAVEN MARC 5420 FELTL RD MINNETONKA MN 55343 0 1 0 0 VP Manufacturing common stock 2010-06-08 4 M 0 20000 0 A 33200 D employee non-qualified stock options 2.85 2011-01-27 4 M 0 20000 2.85 D 2006-02-02 2011-02-02 Common Stock 20000 0 D employee non-qualified stock options 2.65 2008-02-02 2014-02-01 Common Stock 5000 5000 D employee non-qualified stock options 4.31 2007-07-03 2012-07-02 Common Stock 20000 20000 D employee non-qualified stock options 3.15 2008-06-24 2013-06-23 Common Stock 20000 20000 D employee non-qualified stock options 0.85 2009-06-05 2014-06-04 Common Stock 30000 30000 D employee non-qualified stock options 4.94 2011-06-08 2017-06-07 Common Stock 6525 6525 D Includes 5,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 8, 2010). Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date. Signature is on behalf of Mr. Herregraven Larry Bakeman 2011-01-28 -----END PRIVACY-ENHANCED MESSAGE-----