-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tgy8a6RRo1MBxtZC24L1MTgNVAOvsdyIyNExEpBrqVCSW6zB2FE5wEkfyy7ZkUHz B+f2dtKoS7pJE/R7zNdOXA== 0001209191-10-033946.txt : 20100614 0001209191-10-033946.hdr.sgml : 20100614 20100614102040 ACCESSION NUMBER: 0001209191-10-033946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100608 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jiwani Mahedi A CENTRAL INDEX KEY: 0001344452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 10893912 MAIL ADDRESS: STREET 1: 2718 SUMMER STREET NE CITY: MINNEAPOLIS STATE: MN ZIP: 55413-2820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 4 1 c02347_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-06-08 0000890846 UROPLASTY INC UPI 0001344452 Jiwani Mahedi A 5420 FELTL RD MINNETONKA MN 55343 0 1 0 0 VP, CFO, Treasurer common stock 2010-06-08 4 A 0 7100 0 A 21350 D employee non-qualified stock options 3.00 2006-02-02 2015-11-13 Common Stock 100000 100000 D employee non-qualified stock options 2.65 2008-02-02 2014-02-01 Common Stock 17500 17500 D employee non-qualified stock options 4.31 2007-07-03 2012-07-02 Common Stock 20000 20000 D employee non-qualified stock options 3.15 2008-06-24 2013-06-23 Common Stock 20000 17500 D employee non-qualified stock options 0.85 2009-06-05 2014-06-04 Common Stock 30000 20000 D employee non-qualified stock options 4.94 2010-06-08 4 A 0 9125 0 A 2011-06-08 2017-06-07 Common Stock 9125 9125 D Includes 7,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 8, 2010). Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date. Fully vested. Signature is on behalf of Mr. Jiwani. Larry Bakeman 2010-06-10 -----END PRIVACY-ENHANCED MESSAGE-----