-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KFDc0IkF0Xc9YGUmYgkLLQLlgNSn3XMAiTj6RGbnIizSiu3PdPUrsPDitSwokiwX RrSPynEtt2e4OX6g1Iu75Q== 0000950137-07-018807.txt : 20071220 0000950137-07-018807.hdr.sgml : 20071220 20071220152435 ACCESSION NUMBER: 0000950137-07-018807 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071220 DATE AS OF CHANGE: 20071220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-146787 FILM NUMBER: 071319132 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 POS AM 1 c22463a2posam.htm POST-EFFECTIVE AMENDMENT TO REGISTRATION STATEMENT posam
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As filed with the Securities and Exchange Commission on December 20, 2007
Registration No. 333-146787
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
POST-EFFECTIVE AMENDMENT NO. 2
TO
FORM SB-2
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
UROPLASTY, INC.
(Exact Name of Registrant as specified in its charter)
         
Minnesota
(State or other jurisdiction of
incorporation or organization)
  3841 41-1719250
(Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification No.)
5420 Feltl Road
Minnetonka, Minnesota 55343
Telephone: (952) 426-6140

(Address, including zip code and telephone number, including
area code, of Registrant’s principal executive offices)
David B. Kaysen
President and Chief Executive Officer
5420 Feltl Road
Minnetonka, Minnesota 55343
Telephone: (952) 426-6140
(Name, address, including zip code and telephone
number, including area code, of agent for service)
 
Copies to:
     
Jeffrey C. Robbins, Esq.   W. Morgan Burns, Esq.
Messerli & Kramer P.A.   Jonathan R. Zimmerman, Esq.
150 South Fifth Street, Suite 1800   Faegre & Benson LLP
Minneapolis, Minnesota 55402   2200 Wells Fargo Center
Telephone: (612) 672-3600   90 South Seventh Street
Facsimile: (612) 672-3777   Minneapolis, Minnesota. 55402-3901
    Telephone: (612) 766-7000
    Facsimile: (612) 766-1600
 
Approximate date of commencement of proposed sale to the public: Not applicable.
     If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ?
     If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ?
     If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ?
     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. ?
     This post-effective amendment will become effective in accordance with Section 8(c) of the Securities Act of 1933, as amended, on such date as the Commission acting pursuant to said Section 8(c) may determine.
 
 

 


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DEREGISTRATION OF SECURITIES
SIGNATURES


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DEREGISTRATION OF SECURITIES
Uroplasty, Inc. (“Uroplasty”) filed with the SEC a Registration Statement on Form SB-2, as amended (Registration No. 333-146787), which registered 3,450,000 shares of Uroplasty’s common stock, par value, $0.01 per share (the “Registration Statement”). The Registration Statement was declared effective by the SEC on November 19, 2007.
This Post-Effective Amendment No. 2 to the Registration Statement is filed to deregister 1,983,600 shares of the common stock previously registered on the Registration Statement that remained unsold as of the date of filing of this Post-Effective Amendment No. 2. The Registration Statement is hereby amended, as appropriate, to reflect the deregistration of those shares.

 


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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Post-Effective Amendment No. 2 to Registration Statement on Form SB-2 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minnetonka, State of Minnesota, on December 20, 2007.
         
  UROPLASTY, INC.
 
 
  By:   /s/ DAVID B. KAYSEN    
    David B. Kaysen   
    President and Chief Executive Officer   
 
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 2 to Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
         
Signature   Title/Capacity   Date
 
/s/ DAVID B. KAYSEN
 
David B. Kaysen
  President, Chief Executive Officer and
Director (Principal Executive Officer)
  December 20, 2007
/s/ MAHEDI A. JIWANI
 
Mahedi A. Jiwani
  Vice President, Chief Financial Officer
and Treasurer (Principal Financial
Officer and Principal Accounting Officer)
  December 20, 2007
             *
 
R. Patrick Maxwell
  Chairman of the Board of Directors   December 20, 2007
             *
 
Thomas E. Jamison
  Director   December 20, 2007
             *
 
Lee A. Jones
  Director   December 20, 2007
             *
 
James P. Stauner
  Director   December 20, 2007
             *
 
Sven A. Wehrwein
  Director   December 20, 2007
         
   
*By:   /s/ DAVID B. KAYSEN    
  David B. Kaysen, Attorney-in Fact   
       
 

 

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