0000950138-15-000033.txt : 20150112
0000950138-15-000033.hdr.sgml : 20150112
20150112120312
ACCESSION NUMBER: 0000950138-15-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150109
FILED AS OF DATE: 20150112
DATE AS OF CHANGE: 20150112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOTTINI MARK
CENTRAL INDEX KEY: 0001267420
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 15521178
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-01-09
0000890491
BARNES & NOBLE INC
BKS
0001267420
BOTTINI MARK
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
V.P. and Director of Stores
Common Stock
2015-01-09
4
M
0
7500
15.78
A
80000
D
Common Stock
2015-01-09
4
S
0
7500
24.5916
D
72500
D
Common Stock
574.35
I
By 401(k) Plan
Stock Option (Right to Buy)
15.78
2015-01-09
4
M
0
7500
0
D
2014-11-15
2021-11-14
Common Stock
7500
15000
D
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $24.57 to $24.63, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Mark Bottini
2015-01-12