0000950138-14-000529.txt : 20140707
0000950138-14-000529.hdr.sgml : 20140707
20140707163048
ACCESSION NUMBER: 0000950138-14-000529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140703
FILED AS OF DATE: 20140707
DATE AS OF CHANGE: 20140707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH MICHELLE L
CENTRAL INDEX KEY: 0001175538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 14963300
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE INC
STREET 2: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-07-03
0000890491
BARNES & NOBLE INC
BKS
0001175538
SMITH MICHELLE L
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
VP Human Resources
Common Stock
2014-07-03
4
M
0
8750
15.78
A
50953
D
Common Stock
2014-07-03
4
S
0
8750
23.0643
D
42203
D
Stock Option (Right to Buy)
15.78
2014-07-03
4
M
0
8750
0
D
2021-11-14
Common Stock
8750
26250
D
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.03 to $23.12, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Twenty-five percent of these options became exercisable on November 15, 2013, 25% will become exercisable on November 15, 2014 and the remaining 50% will become exercisable on November 15, 2015.
/s/ Michelle L. Smith
2014-07-07