0000950138-14-000529.txt : 20140707 0000950138-14-000529.hdr.sgml : 20140707 20140707163048 ACCESSION NUMBER: 0000950138-14-000529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140703 FILED AS OF DATE: 20140707 DATE AS OF CHANGE: 20140707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MICHELLE L CENTRAL INDEX KEY: 0001175538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 14963300 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-07-03 0000890491 BARNES & NOBLE INC BKS 0001175538 SMITH MICHELLE L C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 VP Human Resources Common Stock 2014-07-03 4 M 0 8750 15.78 A 50953 D Common Stock 2014-07-03 4 S 0 8750 23.0643 D 42203 D Stock Option (Right to Buy) 15.78 2014-07-03 4 M 0 8750 0 D 2021-11-14 Common Stock 8750 26250 D The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.03 to $23.12, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Twenty-five percent of these options became exercisable on November 15, 2013, 25% will become exercisable on November 15, 2014 and the remaining 50% will become exercisable on November 15, 2015. /s/ Michelle L. Smith 2014-07-07