0000950138-14-000253.txt : 20140306
0000950138-14-000253.hdr.sgml : 20140306
20140306164530
ACCESSION NUMBER: 0000950138-14-000253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140305
FILED AS OF DATE: 20140306
DATE AS OF CHANGE: 20140306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEASON DAVID S
CENTRAL INDEX KEY: 0001038870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 14673625
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE INC
STREET 2: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-05
0000890491
BARNES & NOBLE INC
BKS
0001038870
DEASON DAVID S
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
VP B&N Development
Common Stock
2014-03-05
4
M
0
10000
15.78
A
90001
D
Common Stock
2014-03-05
4
S
0
3143
20.20
D
86858
D
Common Stock
2014-03-05
4
S
0
6857
20.40
D
80001
D
Common Stock
921.982
I
By 401(k) Plan
Stock Option (Right to Buy)
15.78
2014-03-05
4
M
0
10000
0
D
2013-11-15
2021-11-14
Common Stock
10000
30000
D
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2013. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ David S. Deason
2014-03-06