-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F9OmIYQ7ns/4AfKMgQ3CJ7xkZchpNONCuhUrkr24TEN2S7V697jFzPvwtVFhxml+ DqIovKIcp20CFjf7Lb2+5w== 0000950138-06-000165.txt : 20060216 0000950138-06-000165.hdr.sgml : 20060216 20060216193415 ACCESSION NUMBER: 0000950138-06-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060214 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY WILLIAM F CENTRAL INDEX KEY: 0001086862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 06626906 BUSINESS ADDRESS: STREET 1: 76 NINTH AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 4 1 feb16_duffy-4ex.xml BN\2006\FEB FORMS 4\FEB 16 DUFFY-4 X0202 4 2006-02-14 0 0000890491 BARNES & NOBLE INC BKS 0001086862 DUFFY WILLIAM F C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 EVP, Distribution & Logistics Common Stock 2006-02-14 4 M 0 56112 13.2265 A 57517 D Common Stock 2006-02-14 4 S 0 56112 42.5 D 1405 D Common Stock 2006-02-15 4 M 0 15654 13.2265 A 17059 D Common Stock 2006-02-15 4 M 0 106150 20.0871 A 123209 D Common Stock 2006-02-15 4 M 0 896 22.9768 A 124105 D Common Stock 2006-02-15 4 S 0 122700 42.5018 D 1405 D Stock Option (Right to Buy) 13.2265 2006-02-14 4 M 0 56112 0 D 2003-07-24 2012-07-23 Common Stock 56112 51038 D Stock Option (Right to Buy) 13.2265 2006-02-15 4 M 0 15654 0 D 2005-07-24 2012-07-23 Common Stock 15654 35384 D Stock Option (Right to Buy) 20.0871 2006-02-15 4 M 0 106150 0 D 2004-10-20 2013-10-19 Common Stock 106150 106151 D Stock Option (Right to Buy) 22.9768 2006-02-15 4 M 0 896 0 D 2005-06-14 2014-06-13 Common Stock 896 2691 D The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. Sold pursuant to a 10b5-1 trading plan. Represents the sale of 122,700 shares in four separate transactions at prices ranging from $42.50 to $42.59 per share, resulting in a weighted average sale price per share of $42.5018. Of these, options with respect to 999 shares vested on July 24, 2003, options with respect to 35,384 shares vested on July 24, 2004 and the balance vested on July 24, 2005. One half of these option became exercisable on October 20 of each of the years 2004 and 2005. /s/ William F. Duffy 2006-02-16 -----END PRIVACY-ENHANCED MESSAGE-----